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Full-service Regional Brokerage and Investment Banking Firm jobs

Viewing 1 - 10 of 314 jobs

  • Product Manager Alternative Investments

    Citi - Long Island City, NY

    including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth ... and Investments organization reports to the Head of Investment Advisory and Alternative Investments, who reports...

    30+ days ago from Citi

  • Managing Director General Counsel North America Private Bank Legal

    Citi - New York City, NY

    the Global General Counsel of the Private Bank and other regional General Counsels in APAC, EMEA and Latin America. ... Rule and tax-related initiaties such as FATCA and CRS; and Providing primary legal coverage for AML and...

    17 days ago from Citi

  • Senior Investment Officer

    Willis Consulting - Los Angeles, CA

    Brokerage Firm Referral Program. Significant advisory firm and client facing experience a must. Qualifications: ... and success with complex Estate Planning, Wealth Transfer, and other investment plans acquired by affluent individuals,...

    30+ days ago from The Ladders

  • Information Technology Security Officer

    Large Proprietary Trading Firm - New York City, NY

    and Finance professionals in this team oriented and highly respected trading firm that values technology and ... and alerts Lead internal security audits, reporting, and controls Implement and revise mobile and tablet...

    17 days ago from ZipRecruiter

  • Regional Director (Broker/Dealer)

    Dimensional Fund Advisors - Santa Monica, CA

    Regional Director must have a strong business development and client service orientation and understand the issues and ... spokesperson and champion of the Dimensional brand and investment theory throughout the industry and marketplace.

    30+ days ago from Dimensional Fund Advisors

  • Investment Bank Application Developer -Associate

    JPMorgan Chase - Houston, TX

    The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, fin ... global financial services firm. The firm is a leader in investment banking; financial services for consumers and...

    30+ days ago from JPMorgan Chase

  • Investment Advisory/Asset Management Attorney

    Morgan Stanley - New York City, NY

    services firm providing a wide range of investment banking, securities, investment management and wealth ... preserve the firm’s invaluable reputation for integrity and protect the firm from sanctions with policies and...

    5 days ago from Morgan Stanley

  • Senior Marketing Manager, Broker Dealer Support

    Eaton Vance - Boston, MA

    to 1924. Eaton Vance and its affiliates offer individuals and institutions a broad array of investment strategies and ... newsletters and home office presentations. Know and remain educated on firm specific priorities and initiatives.

    13 days ago from Eaton Vance

  • Chief Investment Officer, Schwab Trust Company(20150716-2615)

    Charles Schwab Corporation - Las Vegas, NV

    and implementation of investment policy and the oversight of the Trust Company’s fiduciary investment ... Company’s trust portfolios. * Development and approval of investment products; * Ensuring acceptable investment...

    13 days ago from Charles Schwab Corporation

  • Senior Counsel -Broker/Dealer

    BMO Financial Group - Chicago, IL

    counsel to the registered investment adviser and retail brokerage business in the United States. Primary emphasis ... and risk management personnel, analyze regulatory, investment and trading issues, review and negotiate client,...

    25 days ago from BMO Financial Group