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Full-service Regional Brokerage and Investment Banking Firm jobs

Viewing 1 - 10 of 327 jobs

  • Senior Investment Officer

    Willis Consulting - Los Angeles, CA

    Brokerage Firm Referral Program. Significant advisory firm and client facing experience a must. Qualifications: ... and success with complex Estate Planning, Wealth Transfer, and other investment plans acquired by affluent individuals,...

    30+ days ago from The Ladders

  • Senior Director, Sales. Brokerage Solutions

    Alexander Bec - New York City, NY

    knowledge of the brokerage industry, specifically back and middle office brokerage operations, and must be able to ... and company senior management. Lead all relative activities and alignment of required resources across the firm to...

    30+ days ago from The Ladders

  • Senior Project Manager

    Boutique Investment Advisory Firm - Boston, MA

    and back office operations in investment advisory organization. • Minimum 10 years project and program management ... investment securities and the capital markets. • The combination of strong functional, technical, and...

    30+ days ago from IvyExec

  • Compliance Auditor Team Leader

    Leading Global Financial Services Firm - New York City, NY

    Advisory Compliance issues and emerging trends; and, lead global Legal and Compliance Investment Management and ... of Funds, and sales and distribution and related activities o Equity and fixed income products and related activities...

    30+ days ago from IvyExec

  • VP, Corporate Legal

    Cambridge Investment Research - Fairfield, IA

    complicated services and relationships related to the firm’s broker-dealer, insurance and registered investment advisor ... and monitoring of federal and state rules and regulations within the securities, insurance and investment advisory...

    30+ days ago from The Ladders

  • Property & Casualty Actuarial Director

    Multinational Professional Services Firm - Philadelphia, PA

    sectors and functional skill areas, including insurance, investment management, capital markets, banking and real ... and analysis; Merger and acquisition valuations; and Reinsurance program review and expert witness testimony.

    30+ days ago from IvyExec

  • Regional Director (Broker/Dealer)

    Dimensional Fund Advisors - Santa Monica, CA

    Regional Director must have a strong business development and client service orientation and understand the issues and ... spokesperson and champion of the Dimensional brand and investment theory throughout the industry and marketplace.

    30+ days ago from Dimensional Fund Advisors

  • Investment Bank Application Developer -Associate

    JPMorgan Chase - Houston, TX

    The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, fin ... global financial services firm. The firm is a leader in investment banking; financial services for consumers and...

    30+ days ago from JPMorgan Chase

  • Regional Director (Broker/Dealer)

    Global Money Management and Investment Firm - Santa Monica, CA

    Regional Director must have a strong business development and client service orientation and understand the issues and ... brand and investment theory throughout the industry and marketplace. Increase revenues, AUM and Advisor clients...

    30+ days ago from IvyExec

  • Product Manager Alternative Investments

    Citi - Long Island City, NY

    including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth ... and Investments organization reports to the Head of Investment Advisory and Alternative Investments, who reports...

    30+ days ago from Citi