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Full-service Regional Brokerage and Investment Banking Firm jobs

Viewing 1 - 10 of 177 jobs

  • Investment Compliance Manager

    Winterwyman - Boston, MA

    confidential and sensitive information Experience with Investment Advisory laws and rules (40 Act), as well as ... in an investment bank or institutional asset management firm: or regulator in the securities industry Develop...

    8 days ago from Doostang

  • IT Audit Senior Manager

    Boutique Investment Bank - New York City, NY

    a Financial Services/Brokerage Firm or a Public Accounting Firm with emphasis on the Financial Services Industry ... in auditing applications, interfaces, infrastructures and processing. : Experience in both mainframe and...

    8 days ago from IvyExec

  • Fund Accountant

    Leading Financial Services Firm - Stamford, CT

    Executing and completing the monthly accounting and reporting for multi strategy and single strategy portfolio funds ... and verbal communication skills. : Strong desire to learn and take on increasingly new and challenging tasks. :...

    8 days ago from IvyExec

  • Vice President, Finance

    Top Tier Consulting and Outsourcing Firm - Dallas, TX

    (i.e. Investment Accounting, Treasury, Internal Audit, and Investor Reporting) Work with internal and external ... generate and validate critical concepts and extract insight and conclusions based on data and market intelligence...

    16 days ago from IvyExec

  • AVP Financial Institutions Credit Risk

    Human Resources Focused Consulting Firm - Boston, MA

    understanding of the legal environment relevant to the firm s investment operation as well as specific contract ... executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest...

    30+ days ago from IvyExec

  • Investement Banking Senior Analyst

    Full-service Regional Brokerage and Investment Banking Firm - New York City, NY

    years investment banking experience as a financial analyst and associate, or similar experience in a legal firm Able to ... problems; review related information and develop options and implement solutions. Good interpersonal interaction and...

    30+ days ago from IvyExec


    Full-service Regional Brokerage and Investment Banking Firm - St Louis, MO

    and conformance to Federal, State and local regulations and ordinances relating to public finance and municipal ... inspect and investigate operations and processes and report findings and exceptions; investigate and respond...

    30+ days ago from IvyExec

  • Law Firm Associate (Derivatives, Securitization and Funds)

    Michael Page - New York City, NY

    transactions with a view to developing their skill set and client-base with the firm. , , Successful candidates ... at law school and academic distinction in subjects relevant to M&A and corporate transactional law more...

    30+ days ago from Michael Page


    Full-service Regional Brokerage and Investment Banking Firm - St Louis, MO

    and/or procedure. Communicate policy and procedure updates and regulatory changes to branches and business units as ... General understanding of SEC and FINRA rules/regulations, industry practice and how they apply to Firm policies and proc...

    30+ days ago from IvyExec

  • Senior Marketing Manager, South/Central Region

    Cohnreznick - Atlanta, GA

    dinners and appointments, client/target research and content/collateral. Collaborate with regional and local ... strategies and tactics Team with National and Industry Marketing on firm initiatives and programs and drive...

    30+ days ago from CohnReznick

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