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Full-service Regional Brokerage and Investment Banking Firm jobs

Viewing 1 - 10 of 583 jobs

  • Jr. Financial Advisor

    Capital One - Wheaton, MD

    training sessions, as well as Branch, District and Regional and Investment meetings. - Assists with the ... existing and potential investment clients to assess their investment and insurance needs, and recommends customized...

    26 days ago from Capital One

  • Junior Financial Advisor II

    Capital One - Bronx, NY

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    14 hours ago from Capital One

  • Institutional Sales Assistant - UBIS Institutional Brokerage Sales

    Union Bank - Los Angeles, CA

    Give quotes off terminals and/or collaborate directly with traders to establish firm bids and offers in this role; recom ... by securities industry regulations, and firm and bank policies and procedures Trading (50%) Assist in creating...

    13 days ago from Union Bank

  • Financial Advisor II The Woodlands Kingswood (Houston) (USA)

    Capital One - Houston, TX

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    7 days ago from Capital One

  • Financial Advisor II Lafayette LA Ambassador Caffery Branch(USA)

    Capital One - Lafayette, LA

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    14 days ago from Capital One

  • Senior Client Service Associate (601/Associate Level) Private Banking – Series 7&63 –

    JP Morgan - US - Houston, TX

    including investment management and brokerage, tax and estate planning, banking and credit, capital raising, ... and inquiries accurately, within established deadlines and in accordance with firm and business policies and...

    10 days ago from eFinancial Careers

  • Financial Advisor II

    Capital One - Scarsdale, NY

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    18 days ago from Capital One

  • ETD TRADING FLOOR SUPPORT

    UBS Ag - Investment Bank - US - Bensenville, IL

    recommendations. Other competencies required include drive and commitment, teamwork and risk management. Ability to ... liaison between traders and firms present yourself, and by extension the firm, in a highly professional manner...

    30+ days ago from eFinancial Careers

  • Client Service Associate

    Boutique Wealth Management Firm - Atlanta, GA

    implementation of services/products Take client calls and respond to inquiries/issues as appropriate – determine ... department of a bank required; prior registered investment advisor experience strongly preferred Active Series...

    30+ days ago from IvyExec

  • Financial Advisor II Victoria TX Coastal Bend (USA)

    Capital One - Victoria, TX

    as well as Branch, District and Regional and Investment meetings. - Assists with the development of profiling ... - Meets daily with existing and potential investment clients to assess their investment and insurance needs, and...

    21 days ago from Capital One

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