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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 55 jobs

  • Vice President, Compliance Officer

    PIMCO - Long Island City, NY

    and Senior Compliance Officer responsible for regulatory compliance support of PIMCO LLC investment professionals ... The Compliance Officer is responsible for working with the Regulatory Compliance team to facilitate PIMCO's compliance p...

    30+ days ago from eFinancial Careers

  • Compliance Officer – Dodd Frank Testing

    Boutique Investment Bank - New York City, NY

    The Compliance Testing (CT) Officer will provide business management with an independent assessment of the control ... that would provide working knowledge of equities and fixed income products and related front/middle office and...

    30+ days ago from IvyExec

  • Chief Investment Officer / Private Debt Portfolio Manager

    New York City, NY

    plan, develop and implement the firm s middle-market fixed income portfolio strategy in conjunction with the CEO ... credit market and manage credit risks inherent with fixed income portfolio securities Monitor investments...

    10 hours ago from IvyExec

  • VP - Fixed Income Compliance

    Michael Page - New York, NY

    the Fixed Income Sales & Trading business as a Fixed Income Compliance Officer(specifically MBS products). ? An ... Advanced Degree and or JD preferred. ? 8 to 12 years of Fixed Income Compliance Experience (specifically MBS) ?...

    30+ days ago from Michael Page

  • Fixed Income Information Barriers Compliance

    Compliance Search International - New York City, NY

    A top-tier global bank seeks a Senior Compliance Officer- Control Group who will primary focus on the distressed debt ... banking, equity and debt capital markets, equity and fixed income trading desks, credit and risk groups,...

    30+ days ago from Compliance Search Group

  • Senior Markets Compliance Officer

    Michael Page - New York, NY

    Responsibilities: The Senior Markets Compliance Officer will be accountable for the following:Overall ... and procedures).Responsible for managing one or two compliance officer(s). Ensure all compliance manuals,...

    30+ days ago from Michael Page

  • Compliance / Charles River Officer

    Compliance Search Group - New York City, NY

    Compliance/Charles River Officer A well regarded asset management firm seeks a Compliance/Charles River Officer, which w ... of fixed income and derivatives. • Strong analytical skills, detail-oriented, and energetic. • Excellent...

    30+ days ago from The Ladders

  • Senior Compliance Officer - Surveillance

    Major International Bank - New York City, NY

    Market Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities/Futures, Energy ... candidate will work alongside specialists in Product Compliance, the sales and trading business, technology and...

    6 days ago from IvyExec

  • Foreign Exchange Compliance Officer

    Human Resources Focused Consulting Firm - Manhattan, NY

    are looking to recruit a Manhattan based Foreign Exchange Compliance Officer. Client Details Leading global Financial ... of Fixed Income compliance the Foreign Exchange Compliance Officer will be responsible for all compliance issue for the...

    30+ days ago from IvyExec

  • Senior Compliance Officer- Retail Investment Products

    Major International Bank - Long Island City, NY

    to mutual funds, insurance, annuities, equities, fixed income, alternative investments, structured products, 529 ... This position provides compliance advisory support, regulatory guidance, and establishes the compliance framework for re...

    6 days ago from IvyExec

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