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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 10 jobs

  • Compliance - Distressed Debt, Loan Trading

    Compliance Search Group - New York City, NY

    Compliance-Distressed Debt, Loan Trading A Global Bank seeks a Senior Compliance Officer- who will be responsible for ... equity and debt capital markets, equity and fixed income trading desks, credit and risk groups, derivative...

    18 days ago from

  • VP Compliance Officer â?? Volcker Rule

    New York City, NY

    Investment Bank is looking to bring in a VP Compliance Officer - Volcker Rule. The VP Compliance Officer - Volcker ... compliance and regulatory background (5-7 years), Fixed Income experience, and preferably a JD. - See more at:...

    12 hours ago from IvyExec

  • VP Volcker Compliance Officer

    New York City, NY

    Compliance coverage development and the roll-out of bespoke Compliance training programs Demonstrating ability to work ... or international equivalent 5+ years of experience in Fixed Income, Equities, Options, and at least one other...

    12 hours ago from IvyExec

  • Corportate Compliance Business Analyst

    Michael Page - New York City, NY

    The Business Analyst will to work with Compliance officers and analysts to define business requirements and specify data ... ? Solid understanding of Trade flows and Controls in Capital Markets domain (Equities/Fixed Income/Rates/Credit/Commodit...

    19 days ago from Michael Page

  • Finance: Lead Finance Officer - Equity Derivatives

    Major International Bank - New York City, NY

    and implementation of business specific tasks for to ensure compliance with regulatory requirements. -Closely manage key ... of 5 years product experience with equity derivatives or fixed income derivatives. -Minimum of Bachelors degree...

    2 days ago from IvyExec

  • Project Manager/Business Analyst

    Randstad Technologies - New - New York City, NY

    on extensive product knowledge in the equities, fixed income, and derivatives arenas to facilitate articulation of ... on product knowledge within the equity, fixed income, and options arenas • Additional responsibilities as required...

    27 days ago from

  • ProdServices Mgr-Global Derivativesw Lead

    Samiti Technology - New York City, NY

    Demonstrate exceptional leadership of the Fixed Income Derivatives Production Services teams Partner ... large-scale production systems. Excellent knowledge of Fixed Income Derivatives business. Prior experience of...

    30+ days ago from Samiti Technology Inc.

  • iShares Business Development Associate

    Prestigious Investment, Advisory and Risk Management Solutions Provider - New York City, NY

    every asset class, ranging from domestic equity to fixed income, and emerging and frontier markets. The target ... FIG, FIG PM, capital markets, product consulting, fixed income strategy, data team, compliance and other senior...

    28 days ago from IvyExec

  • Associate Vice President/Vice President Product Controller

    Boutique Investment Bank - New York City, NY

    reviews (e.g., P L attribution, trends in net interest income, portfolio and market projection scenarios)Perform ... Management function a plusFinancial product knowledge in fixed income and derivativesStrong analytical and...

    28 days ago from IvyExec

  • Center of Compentency Financial Markets & Risk Senior Managing Consultant

    Armonk, NY

    and delivery work for a wide range of markets, from Fixed Income, to Derivatives, interest rate products, structured ... Straight-Through Processing (STP) and risk and regulatory compliance. The candidate needs to be able to work with...

    7 days ago from IvyExec

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