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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 38 jobs

  • Chief Compliance Officer-FINRA MSRB and NFA Member Firm

    Celadon Financial Group - Chatham, NJ

    full service, broker-dealer is seeking an experienced Chief Compliance and AML Officer with extensive compliance ... Prime Brokerage Business DMA Options Equities Fixed Income Mutual Funds Market Making Investment Banking Securities...

    29 days ago from ZipRecruiter

  • Fixed Income Compliance Officer (01003962)

    Michael Page International - US - New York City, NY

    Capital Markets Division (DCM). Description Fixed Income Compliance Officer primary responsibilities: * Create and ... and Foreign Exchange. Profile The ideal candidate for the Fixed Income Compliance Officer: * Bachelor's degree...

    30+ days ago from eFinancialCareers Ltd

  • Fixed Income Compliance Officer

    Michael Page International - US - New York City, NY

    Capital Markets Division (DCM). Description Fixed Income Compliance Officer primary responsibilities: Create and ... Exchange. Profile The ideal candidate for the Fixed Income Compliance Officer: Bachelor's degree required. FINRA Series...

    30+ days ago from eFinancial Careers

  • Fixed Income Department (FID) Trade Management Control Office

    Compliance Search International - New York City, NY

    other support Trade Management departments who support the Fixed Income Trading and Sales desks including: Rates, FX, ... REQUIREMENTS: 5+ years of experience in the financial industry, ideally with exposure to Fixed Income and/or OTC Product...

    30+ days ago from Compliance Search Group

  • Senior Compliance Officer FX Market Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities, ... States,New York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    30+ days ago from Citi

  • Senior Compliance Officer Market Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent Compliance coverage for the Equities, Fixed Income, Commodities, ... States,New York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    30+ days ago from Citi

  • Compliance Officer Market Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent compliance coverage for the Equities, Fixed Income, Commodities/Futu ... States,New York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    30+ days ago from Citi

  • Compliance Officer Surveillance

    Citi - Jersey City, NJ

    DescriptionMarket Surveillance provides independent compliance coverage for the Equities, Fixed Income, Commodities/Futu ... written and verbal skills. Some knowledge of futures, fixed income, commodities, energy or FX markets is...

    30+ days ago from Citi

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    The Control Officer may also assist in day-to-day review management responsibilities in support of the CT and Compliance ... that would provide working knowledge of equities and fixed income products and related front/middle office and...

    30+ days ago from Citi

  • Compliance Officer Surveillance Data Prototyping

    Citi - Jersey City, NJ

    across asset classes including equities, options and Fixed Income A deep understanding of trading including the ... States,New York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    30+ days ago from Citi