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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 102 jobs

  • Fixed Income Compliance Officer, VP

    Compliance Search Group - New York City, NY

    A global bank seeks a Fixed Income Compliance Officer. Responsibilities: Vice President, Advisory Compliance Officer for ... The VP / Advisory Compliance Officer for PM and DCM will be part of a team responsible for providing advisory compliance...

    6 days ago from The Ladders

  • Senior Fixed Income Compliance Officer

    Compliance Search Group - New York City, NY

    The Compliance Officer will be responsible for covering the Firm’s various fixed income businesses ... mechanics relating to fixed income instruments. • Working knowledge of major fixed income regulatory topics,...

    30+ days ago from The Ladders

  • Rates & Credit Fixed Income Compliance

    Compliance Search Group - New York City, NY

    on behalf of a top global bank, for a fixed income compliance officer. Our client is looking for someone to perform this trading desk advisory position. They will be responsible ... Providing regulatory/compliance training as needed...

    6 days ago from The Ladders

  • Research Compliance Officer, VP

    Compliance Search Group - New York City, NY

    Settlement, the revised Equity Research rules, the new Fixed Income Research rules (FINRA Rules 2241 and 2242) and ... Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive...

    30+ days ago from The Ladders

  • Fixed Income Compliance Officer

    Frink-hamlett Legal Search - New York City, NY

    Fixed Income Compliance Officer Fortune 500 Company located in New York, NY seeks a Fixed Income Compliance Officer. The ... for providing compliance support to the company’s Fixed Income (Securities / Bank Loans / Credit Derivatives)...

    30+ days ago from Frink-Hamlett Legal Search

  • Fixed Income Compliance Officer - Director

    Frink-hamlett Legal Search - New York City, NY

    Fixed Income Compliance Officer - Director Fortune 500 Company located in New York, NY seeks a Fixed Income Compliance ... for providing compliance support to the company’s Fixed Income (Securities / Bank Loans / Credit Derivatives)...

    30+ days ago from Frink-Hamlett Legal Search

  • Fixed Income Compliance Officer (Core Rates) - AVP or VP

    Deutsche Bank - New York City, NY

    Fixed Income Compliance Officer \(Core Rates\) \- AVP or VP **Job ID:** 3130107 **Full/Part\-Time:** Full\-time ... ## Position Overview **Functional Title:** Fixed Income Compliance Officer \(Core Rates\) **Corporate Title:**...

    22 days ago from Deutsche Bank

  • Asset Management, GIM, Fixed Income Liquidity Operations Control Officer, VP

    JPMorgan Chase - New York, NY

    across all major asset classes including equities, fixed income, alternatives, multi-asset and money market ... full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and...

    5 days ago from JPMorgan Chase & Co

  • Asset Management - GWM - PB CIO Team - Fixed Income - ED

    JPMorgan Chase - New York, NY

    Officer Team (PB-CIO Team), reporting to the Head of Fixed Income & Credit. The Fixed Income & Credit group is ... views and strategy recommendations across global fixed income markets for implementation within discretionary...

    11 days ago from JPMorgan Chase & Co

  • Compliance Manager, Fixed Income

    Bank of America - New York City, NY

    Senior Capital Markets Fixed-income Product Compliance Officer and member of a team responsible for compliance coverage ... Compliance influence and ensures accountability for Compliance elements of the Risk Framework, maintaining...

    10 days ago from Bank of America