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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 107 jobs

  • VP-Advisory Compliance Officer

    Jack Kelly - the Compliance Search Group - New York City, NY

    Responsibilities: • The VP / Advisory Compliance Officer for Portfolio Management (PM) and Debt Capital Markets (DCM) wi ... • Compliance representative on the Fixed Income Commitment Committee (FICC) for new DCM mandates • Establish written...

    30+ days ago from The Ladders

  • Fixed Income Compliance Officer

    UBS Financial Services - New York City, NY

    Title Fixed Income Compliance Officer Job Reference # 121247BR Location United States - New York City New York Function ... compliance support to the UBS Investment Bank's Fixed Income (Securities / Bank Loans / Credit Derivatives) Sales,...

    30+ days ago from UBS Financial Services

  • Fixed Income Compliance Officer

    Frink-hamlett Legal Search - New York City, NY

    Fixed Income Compliance Officer Fortune 500 Company located in New York, NY seeks a Fixed Income Compliance Officer. The ... for providing compliance support to the company’s Fixed Income (Securities / Bank Loans / Credit Derivatives)...

    30+ days ago from Frink-Hamlett Legal Search

  • Fixed Income Compliance Officer - Director

    Frink-hamlett Legal Search - New York City, NY

    Fixed Income Compliance Officer - Director Fortune 500 Company located in New York, NY seeks a Fixed Income Compliance ... for providing compliance support to the company’s Fixed Income (Securities / Bank Loans / Credit Derivatives)...

    30+ days ago from Frink-Hamlett Legal Search

  • Fixed Income Application Support Specialist (Calypso)

    HSBC - New York City, NY

    Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring ... Compliance, Regional Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate...

    24 days ago from HSBC

  • Markets Solutions Specialist - Fixed Income Structuring - Global Banking

    Santander Bank - New York City, NY

    professional for the position of Fixed Income Structuring for the U.S. Corporate Sales Desk. The candidate will ... of derivative products and Latam fixed income markets Minimum of 8 years of experience in Structuring or...

    30+ days ago from Santander Bank

  • Asset Management - Chief Data Office - Fixed Income Instruments Domain Steward - Vice President

    JPMorgan Chase - New York City, NY

    and data architecture Collaborate with business, compliance, and technology to ensure that data governance related ... In depth subject matter expertise in all Fixed Income Asset Classes; US & Sovereign Govts, Municipals, MBS,...

    30+ days ago from JPMorgan Chase & Co

  • Senior Compliance Officer - Surveillance (VP)

    Deutsche Bank - New York City, NY

    Senior Compliance Officer \- Surveillance \(VP\) **Job ID:** 3126590 **Full/Part\-Time:** Full\-time **Regular/Temporary ... The Surveillance Division is currently looking for Senior Analysts in the below areas: Fixed Income; Equity; FX, Future/...

    3 days ago from Deutsche Bank

  • Compliance Officer

    Finance Firm - New York City, NY

    of client accounts Bachelor’s Degree in Finance or related field required 5 years of experience in Finance Industry or related field Experience in trade surveillance and/or advisory required Knowledgeable of traditional equity and/or...

    30+ days ago from Green Key Resources

  • Compliance Officer

    Frink-hamlett Legal Search - New York City, NY

    Compliance Officer Fortune 500 Company located in New York, NY seeks a Compliance Officer. The salary is $70K - $125K ... for providing compliance support to the company’s Fixed Income (Securities / Bank Loans / Credit Derivatives)...

    30+ days ago from Frink-Hamlett Legal Search