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Fixed Income Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 360 jobs

  • Manager/VP, Fixed Income Compliance Generalist (00832310)

    Lloyds Bank - New York City, NY

    and/or FINRA/SEC; fixed income compliance experience required • Fixed income trading floor experience ... - Fixed Income * Sales & Trading Compliance Officer – New York * Front Office (Fixed Income) C# Developer * Java/GUI...

    5 hours ago from eFinancialCareers Ltd

  • Senior Trading Compliance Officer

    Lang Search Partners - New York City, NY

    Cash Equity, International Trading Equity and Fixed Income Compliance will all report directly to this ... regulatory trends and take appropriate action Oversee fixed income and cash equities trading compliance...

    30+ days ago from TheLadders.com

  • Audit Manager - Fixed Income/CIO

    Chase - New York City, NY

    of the control environment across the Investment Bank Fixed Income businesses as well as the Chief Investment ... Position Description: The position is within the Fixed Income/CIO Audit Team in New York...

    18 days ago from CareerBuilder

  • Compliance Officer

    Leading Bank - Finance Industry - New York City, NY

    seeking junior or mid-level Compliance Officer to join the Fixed Income Compliance Advisory Team. The candidate will be ... DescriptionLeading BankJob DescriptionThe Compliance Officer will:Provide real time advice to fixed income sales,...

    30+ days ago from VelvetJobs

  • Chief Compliance Officer

    International Market Recruiters - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... ruling Cash product background in both Equities and Fixed Income preferred Further product knowledge in Debt and...

    7 days ago from ZipRecruiter

  • Broker Dealer Compliance - Fixed Income (00815689)

    Michael Page International - US - New York City, NY

    level compliance professional to assist Chief Compliance Officer with the U.S. broker-dealer business. Fixed income ... Java Developer Fixed Income * Fixed Income Marketing/RFP Associate – New York * Fixed Income Risk Management...

    1 day ago from eFinancialCareers Ltd

  • Chief Compliance Officer

    Financial Services Institution - Finance Industry - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... ruling Cash product background in both Equities and Fixed Income preferred Further product knowledge in Debt and...

    9 days ago from VelvetJobs

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers ... with regard to trading activities in the equity, fixed income, commodity, derivative and foreign exchange markets.

    16 days ago from ZipRecruiter

  • Fixed Income, Currencies and Commodities - Business Manager (00821488)

    Macquarie Holdings - New York City, NY

    * Python Developer – Fixed Income Valuation - NYC * Fixed Income Quantitative Analyst - Front Office - AVP/VP - ... Fixed Income Marketing/RFP Associate – New York * Fixed Income Risk Modeling – Buyside - New York * High Frequency Quant...

    1 day ago from eFinancialCareers Ltd

  • Compliance Officer

    Bank/broker Dealer - Finance Industry - New York City, NY

    7-12 years BD compliance (sell side) overseeing fixed income, equity (emerging Market) and research* Control ... Description* Responsible for compliance for: Equity, Fixed Income, and M&A. Equities are primarily Emerging...

    30+ days ago from VelvetJobs

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