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Finra jobs - Plymouth Meeting, PA

Viewing 1 - 10 of 334 jobs

  • Account Executive - Financial Sales - Princeton

    David Lerner Associates - Burlington, NJ

    include: Minimum 2 years of work experience Proven track record of success Tenacious and confident personality Strong work ethic and willingness to put in long hours as needed Member FINRA & SIPC, Equal Opportunity Employer Build a...

    14 days ago from David Lerner Associates, Inc

  • Agency Distribution Manager

    Farmers Insurance Group - Philadelphia, PA

    of registered reps to ensure that they meet SEC, FINRA, and all other broker/dealer requirements. Focuses on building and maintaining exclusive agent relationships with AgencyPoint and Home Office employees to support individual agency...

    30+ days ago from Farmers Insurance Group

  • BRANCH FINANCIAL ADVISOR

    PNC - Philadelphia, PA

    of revenue-generating financial sales experience required. FINRA Series 7 and 66 or (63 & 65) licenses required. Life Insurance License required. Bachelor's degree preferred with an emphasis on business and communications. Strong written...

    30+ days ago from PNC Bank

  • UHNW Associate Banker

    Citi - Philadelphia, PA

    sales, service, operations, compliance and marketing FINRA Series 7, 66 (or 63/65) Bachelors degree and 3-5 years relevant financial services experiencePrimary Location: United States,Pennsylvania,PhiladelphiaEducation: Bachelor's...

    9 days ago from Citi

  • Life and Financial Sales Specialist

    Farmers Insurance Group - Cherry Hill, NJ

    Education Requirements Four-year college degree. FINRA Series 6 or 7, 63, and 26. Licenses will be ... broker/dealer. LUTCF, CLU, ChFC designations preferred. FINRA registration required within 180 days. Experience...

    30+ days ago from Farmers Insurance Group

  • Licensed Financial Specialist

    PNC - Radnor, PA

    experience in the financial field is required. FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required. Retail banking experience strongly preferred. Minimum of 2 years experience in the brokerage business,...

    30+ days ago from PNC Bank

  • FINANCIAL CNSLT ASSOC

    PNC - Philadelphia, PA

    candidate will have the following qualifications: FINRA Series 7 and 63 licenses required.. A minimum of two or more years experience in prior investment sales or operations related experience. Experience in a bank or other financial...

    30+ days ago from PNC Bank

  • Private Banker UL (SAFE) 1 Oxford

    Wells Fargo - Langhorne, PA

    state life insurance license; Series 7 and 66 or 7 and 63 FINRA licenses; Series 65 FINRA license where required by ... The state life insurance license; Series 7 and 66 or 7 and 63 FINRA licenses; Series 65 FINRA license where required by...

    18 hours ago from Glassdoor

  • Risk Manager

    Global Leader In Investment Management - King of Prussia, PA

    if no B.A. / B.S.). - Preferred experience: 7 - 10 years. - FINRA Series 7 and 24 preferred. - 5+ years of people management experience preferred - Demonstrated ability to lead and influence others preferred - Regular past exposure and...

    14 days ago from IvyExec

  • Financial Advising Program (Full Time)

    North Star Resource Group - Philadelphia, PA

    Members FINRA/SIPC.| CRI Securities, LLC is affiliated with Securian Financial Services, Inc. and North Star Resource Group. North Star Resource Group is not affiliated with Securian Financial Services, Inc. North Star Resource Group is...

    22 days ago from Glassdoor