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Finra jobs - Philadelphia, PA

Viewing 1 - 10 of 307 jobs

  • Account Executive - Financial Sales - Princeton

    David Lerner Associates - Burlington, NJ

    include: Minimum 2 years of work experience Proven track record of success Tenacious and confident personality Strong work ethic and willingness to put in long hours as needed Member FINRA & SIPC, Equal Opportunity Employer Build a...

    13 days ago from David Lerner Associates, Inc

  • Agency Distribution Manager

    Farmers Insurance Group - Philadelphia, PA

    of registered reps to ensure that they meet SEC, FINRA, and all other broker/dealer requirements. Focuses on building and maintaining exclusive agent relationships with AgencyPoint and Home Office employees to support individual agency...

    11 days ago from Farmers Insurance Group

  • BRANCH FINANCIAL ADVISOR

    PNC - Philadelphia, PA

    of revenue-generating financial sales experience required. FINRA Series 7 and 66 or (63 & 65) licenses required. Life Insurance License required. Bachelor's degree preferred with an emphasis on business and communications. Strong written...

    27 days ago from PNC Bank

  • Life and Financial Sales Specialist

    Farmers Insurance Group - Cherry Hill, NJ

    Education Requirements Four-year college degree. FINRA Series 6 or 7, 63, and 26. Licenses will be ... broker/dealer. LUTCF, CLU, ChFC designations preferred. FINRA registration required within 180 days. Experience...

    11 days ago from Farmers Insurance Group

  • Licensed Financial Specialist - City Avenue

    PNC - Philadelphia, PA

    experience in the financial field is required FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in the brokerage business, investor call...

    10 days ago from PNC Bank

  • FINANCIAL CNSLT ASSOC

    PNC - Philadelphia, PA

    candidate will have the following qualifications: FINRA Series 7 and 63 licenses required.. A minimum of two or more years experience in prior investment sales or operations related experience. Experience in a bank or other financial...

    27 days ago from PNC Bank

  • Internal Investment Consultant

    Boutique Investment Management Firm - Conshohocken, PA

    E: Bachelor’s degree required. Degree in a business-related major preferred. 1-3 years of experience. Prior experience within the financial services industry preferred. Pre-licensed individuals with FINRA series 7 and 63 licenses.

    30+ days ago from IvyExec

  • Regional Vice President, Insured Solutions Group

    Accomplished International Insurance and Financial Services Organization - Philadelphia, PA

    • Bachelor’s degree or equivalent • FINRA Series 6, 63 and state life and health licenses. Reporting to the Divisional Vice President of the Insured Solutions Group, this position’s primary focus is on business development with...

    5 days ago from IvyExec

  • Licensed Financial Specialist - Krewstown

    PNC - Philadelphia, PA

    experience in the financial field is required FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in the brokerage business, investor call...

    19 days ago from PNC Bank

  • Director Operations

    Leading Provider of Insurance and Other Financial Services - Philadelphia, PA

    and in the insurance or financial services industry. FINRA Series 7 and 24 license. Preferred Qualifications: ... partners. Oversees the completion of all required FINRA and Compliance training and tutorial requirements.

    12 days ago from IvyExec

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