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Finra jobs - Philadelphia, PA

Viewing 1 - 10 of 268 jobs

  • Graduate/Undergraduate Intern - Member Regulation, Sales Practice

    Finra - Philadelphia, PA

    how we work—at www.finra.org/careers . Search Firm Representatives Please be advised that FINRA is not seeking ... the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal...

    30+ days ago from FINRA

  • Real Estate Wholesaler

    Robert Half - Philadelphia, PA

    ommunication skills and must have a self-starter mindset. Previous use of SalesForce software is not required, but recommended. Two years experience in sales is required. Possession of FINRA Series 7 and 63 license also required. If you...

    3 days ago from Robert Half

  • Real Estate Wholesaler

    Accountemps - Philadelphia, PA

    ommunication skills and must have a self-starter mindset. Previous use of SalesForce software is not required, but recommended. Two years experience in sales is required. Possession of FINRA Series 7 and 63 license also required. If you...

    5 days ago from Accountemps

  • Investment Associate I - Retail (FMLO)

    PNC - Philadelphia, PA

    in the branch ecosystem, serving as primary contact for PNC Investments to allow for opportunities to develop investing relationships. Refers customers to appropriate channel. Performs branch banking duties as needed. FINRA series 7...

    30+ days ago from PNC

  • Operational Risk Officer II

    TD Bank, N.A. - Wilmington, DE

    ance/advice on a range of operational risk related matters within assigned area of specialization. • Bachelor’s degree • 5+ Years of related experience • Professional licensures: FINRA S7, 24 preferred • Proven analytical ability,...

    16 days ago from TD Bank, N.A.

  • Senior Compliance Officer - Delaware Investments

    Macquarie Group - Philadelphia, PA

    as required by Rules 38a-1 and 206(4)-7 as well as FINRA Rule 3120. Assigned areas of responsibility may be ... goals and objectives and evaluating performance * FINRA series 7 and 24 licenses, or willingness and ability to...

    30+ days ago from Macquarie Group Limited

  • Field Sales Assistant

    Icma-rc - Philadelphia, PA

    as applicable. • Assist with monitoring the budget. • Field Marketing Assistants may have some office management responsibilities, i.e., Fedex, office equipment, etc. Field Assistants may take local client calls when FINRA licensing is...

    30+ days ago from ICMA-RC

  • Premier Banker - Llanerch

    Santander Bank - Havertown, PA

    A minimum of 1 year of customer service experience FINRA Series 6 & 63 Life insurance license within state of employment In compliance with the requirements outlined within the Compensation Requirements under the Truth-in-Lending Act (LO...

    13 days ago from Santander Bank

  • Licensed Investment Sales Coordinator

    CUSO Financial Services - Philadelphia, PA

    Qualified candidate will have: Licenses and Registrations: FINRA Series 7, 63, (65 or 66 preferred) and Life, Accident, ... The Investment Sales Coordinator is registered through CFS (Member FINRA / SIPC )...

    30+ days ago from CUSO Financial Services, L.P.

  • Financial Professional - PA, Bala Cynwyd (2564)

    AXA - Bala Cynwyd, PA

    LLC (NY, NY 212-314-4600), member FINRA, SIPC. Annuity and insurance products offered through AXA Network, LLC. AXA Advisors, LLC (NY, NY 212-314-4600) member SIPC, is an Equal Opportunity Employer M/F/D/V. AGE- 107940(12/15)(Exp.12/17)...

    30+ days ago from AXA