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Finra jobs - Jersey City, NJ

Viewing 1 - 10 of 1,904 jobs

  • Account Executive - Financial Sales - Teaneck

    David Lerner - Jersey City, NJ

    include: Minimum 2 years of work experience Proven track record of success Tenacious and confident personality Strong work ethic and willingness to put in long hours as needed Member FINRA & SIPC, Equal Opportunity Employer Build a...

    12 days ago from David Lerner

  • Regulatory Coordinator - Member Regulation, ROOR- New York, NY(Job Number: 003863)

    Finra - New York City, NY

    integrity and initiative, consider a career with FINRA. Please note: FINRA's Code of Conduct imposes ... protected veterans. ©2014 FINRA. All rights reserved. FINRA is a registered trademark of the Financial Industry...

    27 days ago from eFinancial Careers

  • Perl Developer

    Open Systems Technologies - New York City, NY

    for regulators and regulatory agencies like NASD, MSRB, FINRA, SEC, FSA etc. The individual will work closely with business unit desks and other technology teams. They will have creative opportunities to streamline existing functionality...

    30+ days ago from Startwire

  • Internal Auditor

    Access Staffing - New York City, NY

    required. Working knowledge of Dodd Frank Act and FINRA Rules a +. Understand, interpret and apply general and specific administrative and departmental policies and procedures as well as applicable federal and state laws and regulations.

    17 hours ago from The Ladders

  • Senior Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    (BRD) * Experience managing large global projects * FINRA registrations (e.g. series 7 and 63) a plus. Experience implementing a metric reporting program covering Core Compliance & Surveillance * Should be a self-starter and organized;...

    3 days ago from Citi

  • CCOs and Attorneys With Investment Advisers Act of 1940 Experience

    Mission Critical Services - New York City, NY

    Advisers Act of 1940, Investment Company Act of 1940, and FINRA rules, to join our investment adviser practice in an ... with the Securities and Exchange Commission (SEC), FINRA and states. Regulatory filings include SEC Form ADV;...

    5 days ago from Mission Critical Services Corp.

  • Account Executive - Financial Sales - White Plains

    David Lerner - New York City, NY

    include: Minimum 2 years of work experience Proven track record of success Tenacious and confident personality Strong work ethic and willingness to put in long hours as needed Member FINRA & SIPC, Equal Opportunity Employer Build a...

    12 days ago from David Lerner

  • Regulatory Coordinator - Member Regulation, Sales Practice - Jericho, NY and New York, NY(Job Number: 003597)

    Finra - New York City, NY

    openings—atwww.finra.org/careers. Search Firm Representatives Please be advised that FINRA is not seeking assistance ... sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal...

    27 days ago from eFinancial Careers

  • Legal and Compliance Analyst - Elite Hedge Fund

    Access Staffing - New York City, NY

    license such as a CPA or a FINRA license would be viewed favorably, but is not required. • Candidate should not have a JD. EXPERIENCE • Approximately two to six years of experience in an analytical role, such as broker-dealer compliance or...

    3 days ago from The Ladders

  • Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 003401)

    Finra - New York City, NY

    directly to the FINRA Careers site, enter www.finra.org/careers into your browser to reach our site directly. FINRA ... consider a career with FINRA. Please note: FINRA's Code of Conduct imposes restrictions on employees' investments...

    27 days ago from eFinancial Careers

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