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Finra jobs - Dallas, TX

Viewing 1 - 2 of 2 jobs

  • Director, Policy Management

    Westlake, TX

    Company Act of 1940, Investment Advisors Act of 1940, FINRA rules and related regulations Experience researching complex matters Skills and Knowledge Ability to work well in a fast-paced and dynamic environment, which involves handling...

    2 days ago from IvyExec

  • Wealth Management Client Relationship Consultant

    Lewisville, TX

    within the organization. Qualifications Qualifications FINRA Series 7, 66 (or equivalent i.e. 63 & 65) or passage within 120 days of starting role State and Non-Resident Life, Health license or passage of exam within 120 days of starting...

    8 days ago from IvyExec

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