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Finra jobs - Collegeville, PA

Viewing 1 - 10 of 265 jobs

  • Administrative Assistant

    Tiaa-cref | Financial Services® - Philadelphia, PA

    highest level of quality following regulatory procedures (FINRA). Candidates will be working closely with both ... various files, logs and tracking systems in accordance with FINRA regulations Create internal/external correspondence...

    30+ days ago from BrokerHunter.com

  • Financial Representative

    Thrivent Financial - Cherry Hill, NJ

    uild solid relationships with Lutheran members and congregations. You also must: Obtain and maintain state insurance licenses (life/health, variable annuity, variable universal life); and FINRA Series 7 and 66, or Series 7 and 65; and...

    19 days ago from ZipRecruiter

  • Financial and Insurance Sales Consultants

    Mutual of Omaha Advisor Careers - Blue Bell, PA

    Member FINRA () /SIPC (). Advisory services offered through Mutual of Omaha Investor Services, Inc., a SEC Registered Investment Advisory firm. (If MOFA is ever mentioned, then add this also: Mutual of Omaha Financial Advisors is the...

    12 hours ago from Jobg8

  • Financial Advisor

    Major Mutual Fund Investment Management Company - Valley Forge, PA

    Certified Financial Planner designation required. FINRA Series 7, 65 and 63 licenses (or ability to obtain within 120 days of assuming position). Minimum of three years related financial planning and client relationship management...

    5 days ago from IvyExec

  • REGULATORY COMPLIANCE SPECIALIST

    Client Company - Philadelphia, PA

    Level II) KNOWLEDGE/SKILLS: Extensive knowledge of SEC, FINRA & related regulations Impeccable ethical standards Superior interpersonal relationship skills (particularly with clients) High level of attention to detail Strong follow-up...

    3 days ago from ZipRecruiter

  • Business Development Wholesaler- RPS

    Insurance and Investment Management Holding Company - Radnor, PA

    degree or 4+ years of comparable work experience required FINRA Series 6 or 7, Series 63 or 66, and Resident Insurance Licenses required Experience 1-3+ years of experience in financial services sales that directly aligns with the specific...

    4 days ago from IvyExec

  • Personal Financial Representative

    Allstate Insurance - Philadelphia, PA

    eader in the industry and in local communities What Do You Need? At least 3 years of life insurance and financial services sales experience State Life/Health Insurance Licenses FINRA Series 6 and 63 Securities Licenses A strong...

    13 days ago from ZipRecruiter

  • Sr Account Executive-Retirement Services

    Major Investment Management Firm - King of Prussia, PA

    or related corporate retirement plan experience - Active FINRA Series 7, Series 66, and Life and Health licensing OR Series 7 and 63/Series 65 and Life and Health licensing - Excellent verbal and written communication and presentation...

    30+ days ago from IvyExec

  • Associate Vice President

    Nw Recruiters - Philadelphia, PA

    achelor's degree Strong communication skills including the ability to deliver persuasive, succinct presentations and messages Must have 3-5 years of licensed financial experience. FINRA Series 7 and 63 licenses to be obtained within 90...

    17 days ago from ZipRecruiter

  • IT Systems Administrator

    Cmit Solutions - Doylestown, PA

    compliant with IT security regulations (HIPAA, PCI, FINRA, etc.). We guarantee increased client productivity by keeping IT networks secure and running. Candidate success is rewarded financially and with career advancement. Candidates...

    3 hours ago from ZipRecruiter

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