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Finra jobs - Collegeville, PA

Viewing 1 - 10 of 275 jobs

  • Agency Distribution Manager

    Farmers Insurance Group - Philadelphia, PA

    of registered reps to ensure that they meet SEC, FINRA, and all other broker/dealer requirements. Focuses on building and maintaining exclusive agent relationships with AgencyPoint and Home Office employees to support individual agency...

    30+ days ago from Farmers Insurance Group

  • BRANCH FINANCIAL ADVISOR

    PNC - Media, PA

    of revenue-generating financial sales experience required. FINRA Series 7 and 66 or (63 & 65) licenses required. Life Insurance License required. Bachelor's degree preferred with an emphasis on business and communications. Strong written...

    30+ days ago from PNC Bank

  • Licensed Financial Specialist - Devon

    PNC - Wayne, PA

    experience in the financial field is required FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required Retail banking experience preferred Minimum of 2 years experience in the brokerage business, investor call...

    30+ days ago from PNC Bank

  • UHNW Associate Banker

    Citi - Philadelphia, PA

    sales, service, operations, compliance and marketing FINRA Series 7, 66 (or 63/65) Bachelors degree and 3-5 years relevant financial services experiencePrimary Location: United States,Pennsylvania,PhiladelphiaEducation: Bachelor's...

    4 days ago from Citi

  • Life and Financial Sales Specialist

    Farmers Insurance Group - Cherry Hill, NJ

    Education Requirements Four-year college degree. FINRA Series 6 or 7, 63, and 26. Licenses will be ... broker/dealer. LUTCF, CLU, ChFC designations preferred. FINRA registration required within 180 days. Experience...

    30+ days ago from Farmers Insurance Group

  • Licensed Financial Specialist

    PNC - Radnor, PA

    experience in the financial field is required. FINRA Series 6 or 7, 66 (or 63 & 65), and State Life and Health licenses required. Retail banking experience strongly preferred. Minimum of 2 years experience in the brokerage business,...

    30+ days ago from PNC Bank

  • Risk Manager

    Global Leader In Investment Management - King of Prussia, PA

    if no B.A. / B.S.). - Preferred experience: 7 - 10 years. - FINRA Series 7 and 24 preferred. - 5+ years of people management experience preferred - Demonstrated ability to lead and influence others preferred - Regular past exposure and...

    9 days ago from IvyExec

  • Financial Advisor Assistant

    Main Line Registered Investment Advisor - Radnor, PA

    and multi-task in a fast paced environment Detail Oriented FINRA Series 6, 7 or 66 (helpful but not required) Educational Experience (Preferred) Degree in Finance, Business Administration, Business Management, Marketing Compensation...

    17 days ago from ZipRecruiter

  • Contracting & Licensing Specialist

    RHM Partners - Philadelphia, PA

    and functions related to state insurance licensing an FINRA registration. Administrative and clerical duties: Answering incoming telephone calls in a pleasant manner. Sort and distribute incoming mail. Order office supplies. Greet advisors...

    25 days ago from ZipRecruiter

  • FINANCIAL CNSLT ASSOC

    PNC - Philadelphia, PA

    candidate will have the following qualifications: FINRA Series 7 and 63 licenses required.. A minimum of two or more years experience in prior investment sales or operations related experience. Experience in a bank or other financial...

    30+ days ago from PNC Bank