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Finra jobs

Viewing 1 - 10 of 471 jobs

  • Sr. Business Analyst (FINRA)

    Eleventh Hire - New York City, NY

    Position Business Analyst (FINRA) Location NYC Job Type Fulltime Position Experience and knowledge of US registrations-FINRA(Financial Industry Regulatory Authority) Not required to be registered with FINRA. FINRA,Registration

    6 hours ago from Dice

  • FINRA -Senior Business Analyst:-US registrations

    Priamba Soft - New York City, NY

    US registrations-FINRA Not required to be registered with FINRA. Dont need Traders or FINhttpsemployer.dice.comjobmanservletJobMan?op2007mode2type1POSTNEWJOBhttpsemployer.dice.comjobmanservletJobMan?op2007mode2type1POSTNEWJOBRA...

    22 hours ago from NY City Works

  • Business Analyst - OATS / Finra Background

    C&A Resources - New York City, NY

    from the front office third party systems, format it to FINRA's standard and fan it using FINRA's OATS reporting utility.One of the key deliverables is to define the data requirements, develop test cases and scripts, and a test execution...

    6 hours ago from Dice

  • Regulatory Analyst - Market Regulation, Customer Issues

    Finra - Rockville, MD

    please submit your resume through our career site at www.finra.org/careers - no phone calls, please. Job Summary: The ... and relevant rules and regulations enforced by FINRA; performs preventive compliance functions. * Presents...

    22 hours ago from FINRA

  • Fixed Income, Equity Trading - Compliance Analyst

    Broker-dealer, Finra Member - New York City, NY

    adhering to, monitoring and communication daily with FINRA and industry rules including for markups, continuing disclosure, Best Execution, industry systems including TRACE, RTRS, EMMA, etc. Equity trading compliance officer experience...

    8 hours ago from Rosenthal Recruiting Job Board

  • Associate Developer I

    Finra - New York City, NY

    We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Developer I ... objective under direct guidance. * Develop understanding of FINRA technology approaches and methods. * Start developing...

    22 hours ago from FINRA

  • Compliance Examiner-Member Regulation, Sales Practice

    Finra - Boston, MA

    openings—at www.finra.org/careers. Search Firm Representatives Please be advised that FINRA is not seeking ... the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal...

    9 hours ago from FINRA

  • IT Financial Operations Examiner

    Finra - Financial Industry Regulatory Authority - New York City, NY

    the FINRA Careers site, enter www.finra.orgcareers httpwww.finra.orgcareers into your browser to reach our site directly. FINRA strives to make our career site accessible to all ... with FINRA. Please note FINRA's Code of Conduct...

    6 hours ago from Dice

  • Compliance Examiner - Member Regulation, Sales Practice

    Finra - Woodbridge, NJ

    openings—at www.finra.org/careers. Search Firm Representatives Please be advised that FINRA is not seeking ... the sole property of FINRA and no fee will be paid in the event that person is hired by FINRA. FINRA is an Equal...

    9 hours ago from FINRA

  • Senior Surveillance Systems Developer, Market Regulation Technology

    Finra - Financial Industry Regulatory Authority - New York City, NY

    the FINRA Careers site, enter www.finra.orgcareers httpwww.finra.orgcareers into your browser to reach our site ... us and how we workmdashat www.finra.orgcareers httpwww.finra.orgcareers . Search Firm Representatives Please be...

    6 hours ago from Dice

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