Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Finra financial Industry Regulatory Authority jobs - New York, NY

Viewing 1 - 10 of 118 jobs

  • Creative Financial Writer

    Guggenheim Investments - New York City, NY

    constant evolution of the company and industry The Creative Financial Writer develops relevant collateral aligned with ... department to ensure that all materials meet FINRA and SEC regulatory guidelines This role involves significant...

    30+ days ago from Doostang

  • Training Manager, Regulatory Training

    Independent Securities Regulator - New York City, NY

    the design, development, and delivery of training for FINRA regulatory staff. This is a senior-level technical position, ... of supervisory experience preferred. FINRA or financial industry experience strongly preferred. Knowledge of...

    3 days ago from IvyExec

  • Analyst - Investment Banking - Public Finance

    Loop Capital - New York City, NY

    Previous work experience within the investment banking industry in public finance preferred; Proficient experience ... Excellent quantitative, qualitative, and research skills FINRA certification (Series 7 or 52 and 63) must be obtained...

    30+ days ago from Doostang

  • Head of Regulatory Exams

    Private Wealth & Asset Management Firm - Weehawken, NJ

    Description Responsible for managing the Regulatory Exams Unit in the Compliance and Operational Risk Control ... Qualifications Law degree preferred , , Financial Services, General Management, Risk Management, Regulatory...

    11 days ago from IvyExec

  • Financial Advisor

    AXA Advisors - New York City, NY

    and pursue professional designations including CERTIFIED FINANCIAL PLANNER professional(CFP ) and Chartered Financial ... more coveted professional designations, such as CERTIFIED FINANCIAL PLANNER professional or Chartered Financial...

    27 days ago from Doostang

  • Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations

    Independent Securities Regulator - New York City, NY

    Economics, or Business or equivalent work experience in the financial industry demonstrating research/analytical skills. ... letter and resume. A writing sample may be required as part of the submission. , , Financial Services, Regulatory...

    3 days ago from IvyExec

  • Sr. Internal Auditor

    Mcgraw Hill Financial - New York City, NY

    industry Qualifications: Minimum six years of experience in financial services internal audit or related roles ... Experience in applying risk-based auditing standards, industry best practices, specific to financial services...

    30+ days ago from Doostang

  • Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities

    Independent Securities Regulator - New York City, NY

    Economics, or Business or equivalent work experience in the financial industry demonstrating research/analytical skills. ... letter and resume. A writing sample may be required as part of the submission. , , Financial Services, Regulatory...

    3 days ago from IvyExec

  • Market Risk, Regulatory Liaison - VP

    Leading Financial Services Firm - New York City, NY

    Reg Finance and Treasury. Department Overview The Risk Regulatory Liaison department manages all regulatory ... regulatory strategy for Risk including managing the ongoing regulatory relationship, coordination of regulator exams,...

    1 day ago from IvyExec

  • Financial Operations Examiner - Member Regulation

    Independent Securities Regulator - New York City, NY

    senior management of FINRA, member organizations and other regulatory agencies, both verbally and written. Keep current ... of five to six years securities industry, financial or regulatory experience, including prior examination and/or...

    3 days ago from IvyExec

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals