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Financial Services Company jobs - New York City, NY

Viewing 1 - 4 of 4 jobs

  • Hedge Fund + Private Banking Compliance

    Compliance Search Group - New York City, NY

    relationship managers to help ensure protection of the company brand by conducting business in accordance with ... testing for compliance to regulations and internal company policies • Managing compliance program including...

    4 hours ago from TheLadders.com

  • Compliance Director - Fair-Lending

    Compliance Search Group - Jersey City, NJ

    Compliance Director- Fair-Lending A mortgage provider services firms seeks a Compliance Director who will be responsible ... to the Complaints Management team and will oversee the company’s compliance with Unfair, Deceptive, or Abusive Acts...

    4 hours ago from TheLadders.com

  • Compliance Officer - Bank Testing AVP

    Compliance Search Group - New York City, NY

    and soundness guidance provided by the Federal Financial Institutions Examination Counsel (“FFIEC”) and other the ... • Minimum of three years of compliance and/or regulatory experience, with knowledge of the financial service industry, r...

    4 hours ago from TheLadders.com

  • Compliance Officer

    Compliance Search Group - Jersey City, NJ

    financial and practice management solutions to fiduciary financial intermediaries that are predominately SEC ... trust platform products and services; • Prior interaction with regulators preferred; • Project management...

    4 hours ago from TheLadders.com

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