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Financial Industry Regulatory Authority jobs - New York, NY

Viewing 1 - 10 of 462 jobs

  • P&C Insurance - Legal & Regulatory Analyst

    Diedre Moire - New York City, NY

    *** 3+ years insurance industry experience with formal regulatory compliance review and analysis. *** Strong ... to identify process improvement opportunities that aid in regulatory alignment and compliance activities. *** Submit...

    30+ days ago from The Ladders

  • P&C Insurance - Regulatory and Compliance Analyst

    Diedre Moire - Jersey City, NJ

    improvements. Experience and Education: *** 3+ years industry experience performing regulatory compliance review ... requirements. *** Create and submit compliance filings to regulatory agencies and other authorities. Competitive...

    30+ days ago from The Ladders

  • Head of US Regulatory Filtering (Strategy)

    Deutsche Bank - US - Jersey City, NJ

    Required: Several years of experience in the financial industry, ideally in the regulatory filtering and/or ... Qualification: Several years of experience in the financial industry; University degree or equivalent Opportunities...

    30+ days ago from eFinancial Careers

  • Benefits Analyst

    Barnes & Noble - Entertainment and Media Industry - Westbury, NY

    ? Maintains records/reports needed to support internal audit, external audit and regulatory filings as needed ... ? Maintains constructive relationships with external vendors and/or regulatory authorities • Maintains contact with vend...

    25 days ago from VelvetJobs

  • Financial Services - Governance, Regulatory, and Risk Strategies - Senior Consultant

    Deloitte - New York City, NY

    financial reporting and otherinternal controls, and regulatory compliance. Business risk professionals usethese ... withchallenging and changing regulations. Governance, Regulatory & RiskStrategies (GR&R) provides consultative...

    2 hours ago from Deloitte Development LLC

  • Financial Services - Governance, Regulatory, and Risk Strategies - Consultant

    Deloitte - New York City, NY

    financial reporting and otherinternal controls, and regulatory compliance. Business risk professionals usethese ... withchallenging and changing regulations. Governance, Regulatory & RiskStrategies (GR&R) provides consultative...

    3 hours ago from Deloitte Development LLC

  • Advisory Financial Services Risk & Regulatory Senior Associate (8153302)

    PwC - New York City, NY

    PwC's Financial Services Regulatory Practice is the recognized market leader in providing regulatory and risk advisory s ... Some of the services that PwC's Financial Services Regulatory Practice provides include: - Advising financial...

    19 days ago from PwC

  • Broadway Financial Representative

    First Investors - New York, NY

    their financial situation, risk tolerance and future financial goals. One of the most rewarding aspects of working ... First Investors is a member of: FINRA (Financial Industry Regulatory Authority) ICI (Investment Company Institute)...

    22 hours ago from First Investors

  • Consultant - Financial Services - Governance, Regulatory, and Risk Strategies

    Deloitte - New York City, NY

    financial reporting and other internal controls, and regulatory compliance. Business risk professionals use these ... * 1+ years of work experience including a mix of public accounting, consulting and/or related industry experience...

    30+ days ago from ZipRecruiter

  • Downtown Financial Representative

    First Investors - New York, NY

    their financial situation, risk tolerance and future financial goals. One of the most rewarding aspects of working ... First Investors is a member of: FINRA (Financial Industry Regulatory Authority) ICI (Investment Company Institute)...

    1 day ago from First Investors