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Financial Advisor jobs - New York, NY

Viewing 1 - 10 of 49 jobs

  • Head of Registered Investment Advisor Compliance - NYC - SR7624x

    Staffpointe Technology Search - New York, NY

    Knowledge of regulatory and compliance issues relating to financial planning activities. 5. Strong knowledge of ... specialized recruitment services within the Healthcare, Financial and Technology industries. We currently represent...

    30+ days ago from TheLadders.com

  • Capital Markets - Asset and Wealth Management Integration Manager (CA, NY) (krishna)

    Axiustek.com - New York City, NY

    NY) +-00214763 Organization: Technology Growth Platform/Financial Services, Capital Markets - Asset and Wealth ... deep asset management domain skills (e.g. financial advisor systems, commission systems, fund administration...

    26 days ago from Tech Fetch

  • Senior Compliance Associate - Asset Management

    Financial Services Company - New York, NY

    firm's registered investment advisers. Company Description Financial Services Firm Job Description The Senior ... advisory firm/hedge fund Experience with Investment Advisor Act 1940, Securities Act of 1933, and Buy-Side...

    30+ days ago from TheLadders.com

  • Credit Advisor

    HSBC Private Bank - New York, NY

    The HSBC Private Bank Credit Advisor is an expert on all credit and risk-based products with emphasis in wealth ... and ensure compliance with documented covenants and financial reporting requirements. Must be knowledgeable of...

    30+ days ago from TheLadders.com

  • Financial Institutions Tax Manager

    Crowe Horwath - New York, NY

    Financial Institutions Tax Manager- New York (6214) ID: 6214 Location: US-NY-New York Firm Services: Tax Consulting - ... tax accounting, ASC 740 (FAS 109) is a must - Financial institutions experience not required but preferred -...

    9 days ago from TheLadders.com

  • Executive Director - Captial Regulatory Reporting Basel

    Apercu Financial Services - New York, NY

    cease, our engagements often involve the role of trusted advisor. Numerous client relationships have endured through ... Outsourcing, Human Capital. Description: A world class financial services company in New York City, NY seeks an...

    14 days ago from TheLadders.com

  • Wealth Advisor Attorney with CPA, CTFA or CFP Preferred

    Glenmede Trust Company, N.A. - New York City, NY

    excellence in client service, wealth advice, including financial planning, and trust administration. This role also ... areas of estate and trust planning and administration, and financial planning.2. Participate in new business...

    15 days ago from New York City Bar

  • M&A Counsel

    Michael Page - New York City, NY

    rs background in advising investment banks on advisory M&A either from top tier law firm or leading investment bank or preferably both.? Previous experience working on fairness opinions, financial advisor engagement letters,...

    21 days ago from Michael Page

  • Banking Attorney in New York City

    Bank of New York Mellon - New York, NY

    rate demand obligations, repurchase agreements, municipal financial advisor agreements, ETF Authorized Person agreements, new accounts agreements, confidentlity agreements, investment advisory related agreements, various inter-affiliate...

    30+ days ago from LawCrossing.com

  • Trust and Estates

    General Counsel Counsulting - Millburn, NJ

    developmental expert and resource on matters of estate and financial planning, both for prospects and client ... degree and/or Certified Financial Planner (CFP). Must have 5-7 years of experience in estate or financial planning. CPA...

    22 hours ago from GENERAL COUNSEL COUNSULTING

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