Financial Advisor jobs

Viewing 1 - 10 of 53 jobs

• Wealth Advisor

  A Financial Services Company - Dearborn, MI

  client is currently seeking a passionate, planning focused advisor that has a great deal of client focus and planning ... CLU, LLM, and ChFC are desired but not required * Strong financial planning background, familiarity with insurance...

  5 days ago from IvyExec

• Wealth Advisor - Southern Cone Region (Location

  Global Securities, Investment and Retail Banking Firm - New York, NY

  base in a consultative sales role by means of tax and financial planning tools and strategies that result in ... the Southern Cone region of Latin America. The Wealth Advisor should be capable of addressing the estate planning...

  17 hours ago from IvyExec

• Planning Director

  Leading Global Financial Services Firm - Los Angeles, CA

  The Planning Director (PD) is responsible for working with Financial Advisors (FAs) to provide customized wealth ... and teamwork, and initiative to proactively address Financial Advisors and client situations as they arise •...

  4 days ago from IvyExec

• Portfolio AVP, Internal Trust Specialist Manager II - Local - Minneapolis

  Premier Global Financial Services Company - Pennington, MN

  and CPAs. The individual will also need to work with the Financial Advisor to coordinate the firmas investment ... and administration requirements of trusts A Advise financial advisors on suitability of investments for trusts...

  5 days ago from IvyExec

• Assistant General Counsel, Litigation

  A Financial Services Company - Dallas, TX

  Experience with Hedge Funds, a Registered Investment Advisor, Investment Management (generally) and/or other complex business litigation BA/BS degree with good performance from a highly regarded institution JD degree from a highly regarded...

  5 days ago from IvyExec

• Compliance Officer

  A Financial Services Company - New York, NY

  for compliance with applicable rules, regulations, and advisor policies and procedures. a Robust writing skills, analytical, and communication skills. a Current on regulatory trends affecting RIAas and have a drive to stay ahead of...

  5 days ago from IvyExec

• VP - Fixed Income Compliance

  A Financial Services Company - New York, NY

  Providing regulatory/compliance training as needed. a Advisor to the Fixed Income Sales & Trading business as a Fixed Income Compliance Officer(specifically MBS products). a An individual who is perhaps a generalist Broker Dealer...

  5 days ago from IvyExec

• Associate General Counsel/Director of Compliance

  A Financial Services Company - New York, NY

  and strong academic record required Minimum of 7 years of financial services legal/compliance experience Minimum of 3 years of in-house compliance experience in an asset management setting Broad knowledge of investment adviser regulation...

  5 days ago from IvyExec

• Business Development Consultant - The Private Client Reserve

  A Financial Services Company - St Louis, MO

  channels. Consults with prospective clients about their financial goals, needs and identifies, and promotes U.S. ... management of the client to designated Wealth Management Advisor. RESPONSIBILITIES: Identifies new client...

  5 days ago from IvyExec

• Senior Attorney

  A Financial Services Company - Cedar Rapids, IA

  asset management business of a SEC registered investment advisor, including working closely with portfolio managers, ... Minimum 5 years of experience with a registered investment advisor, registered investment company or law firm How to...

  5 days ago from IvyExec