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Financial Advisor Registered Broker jobs

Viewing 1 - 10 of 1,335 jobs

  • VP, Financial Advisor- Brooklyn, NY (Canarsie)

    Capital One - Brooklyn, NY

    FINANCIAL ADVISORS? As a Capital One Investing (COI) Financial Advisor, you’ll partner with our banking associates to ... licenses - 5+ years of financial advisor experience - 3+ years of financial services administration - CFP...

    3 hours ago from Capital One

  • Director of Corporate Finance

    Compliance Search Group - Boston, MA

    Key Responsibilities • Responsible for the accounting and financial reporting of the broker/dealers and broker/dealer ho ... on regulatory exams • Assist in broker/dealer application process and financial modeling and projections • Ensure...

    30+ days ago from The Ladders

  • VP, Financial Advisor, New York, NY (59th and 3rd)

    Capital One - New York City, NY

    FINANCIAL ADVISORS? As a Capital One Investing (COI) Financial Advisor, you’ll partner with our banking associates to ... licenses - 5+ years of financial advisor experience - 3+ years of financial services administration - CFP...

    3 hours ago from Capital One

  • VP, Financial Advisor, New York, NY (Grand Central)

    Capital One - New York City, NY

    FINANCIAL ADVISORS? As a Capital One Investing (COI) Financial Advisor, you’ll partner with our banking associates to ... licenses - 5+ years of financial advisor experience - 3+ years of financial services administration - CFP...

    3 hours ago from Capital One

  • Broker

    Conrad Capital Management - Islandia, NY

    financial future and goals. Since CCM is an independent Registered Investment Advisor, its only allegiance is to its clients- there is no conflict of interest. Double your payout, double your support, private offices, great marketing...

    30+ days ago from OneWire

  • Managed Funds Accountant

    Creative Financial Staffing - Houston, TX

    My client is a registered investment advisor with the SEC, they provide investment advice to mutual funds, wrap ... - Three to Five years experience in similar position with registered investment advisor or stock brokerage...

    6 days ago from CareerBuilder

  • VP, Financial Advisor

    Capital One - Long Beach, NY

    FINANCIAL ADVISORS? As a Capital One Investing (COI) Financial Advisor, you’ll partner with our banking associates to ... licenses - 5+ years of financial advisor experience - 3+ years of financial services administration - CFP...

    5 days ago from Capital One

  • STOCK BROKER

    Joseph Stone Capital - North Miami Beach, FL

    Job Description: Stock Brokers / Financial Advisors Wanted (Miami/Aventura/Fort Lauderdale FL) compensation: call for in ... Joseph Stone Capital, LLC -Is A National Independent Broker Dealer Looking For Registered Representatives,...

    14 days ago from ZipRecruiter

  • Financial Adviser/Broker/Registered Representative

    Aegis Capital - Melville, NY

    Capital Corp. is a full service retail and institutional broker-dealer located in Melville, NY. Our management is ... to all. Aegis Capital is actively looking to bring aboard financial advisors and insurance agents that are looking for...

    17 days ago from ZipRecruiter

  • Chief Financial Officer

    Knm Resources - Rumson, NJ

    Financial Officer. Through their registered broker-dealer / registered investment advisor (RIA), they offer: a robust ... filing FOCUS reports. Applying GAAP practices, preparing financial for the brokerage. General Accounting Strategic...

    25 days ago from eFinancial Careers