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Dm Stone Jobsinbrokerage.com jobs

Viewing 21 - 30 of 70 jobs

  • VP Compliance - Investment Management

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Prestigious asset mgmt. firm is seeking a VP Compliance. A minimum of 7 to 10 years of experience of retail compliance, separate managed account compliance, or investment management compliance is required. Must have a familiarity and...

    22 days ago from Net-Temps

  • COMPLIANCE OFFICER

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    This position is within the Administrative Services Group Compliance Function at this established and successful financial institution and is responsible for taking a lead role in ensuring that the assigned Business Lines policies and...

    20 days ago from Net-Temps

  • EXECUTIVE ASSISTANT - PROJECT COORDINATOR

    Dm Stone Jobsinbrokerage.com - Los Angeles, CA

    PROJECT COORDINATOR AND ADMINISTRATOR FOR INVESTMENT BANKING & MARKETS GROUP Job Summary: Responsible for coordination and management of assigned projects for the business under the direction of division head or chief operating officer.

    20 days ago from Net-Temps

  • CLIENT OPERATIONS MANAGER

    Dm Stone Jobsinbrokerage.com - Greenbrae, CA

    Boutique investment management firm with over $5 billion in assets under management is looking for a professional, polished, highly detail oriented, team player who can wear ?many hats? in a fast-paced and growing environment.

    22 days ago from Net-Temps

  • ASSISTANT CONTROLLER FOR FAMILY OFFICE

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    The Assistant Controller is responsible for assisting the Controller with managing the day-to-day accounting, cash management, and financial reporting activities. Accounting activities include the recording of cash receipts and...

    20 days ago from Net-Temps

  • Licensed Branch Operations Manager - Brokerage

    Dm Stone Jobsinbrokerage.com - Pleasanton, CA

    National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch in Pleasanton, CA (requires car). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support...

    30+ days ago from Net-Temps

  • SR BUSINESS SYSTEMS ANALYST - CONTRACT

    Dm Stone Jobsinbrokerage.com - Monterey Park, CA

    SUMMARY: You will apply business and technical knowledge in determining end-to-end design requirements for projects involving line of business. Work closely with business partners to determine requirements and develop functional designs...

    30+ days ago from Net-Temps

  • Licensed Branch Operations Manager

    Dm Stone Jobsinbrokerage.com - Walnut Creek, CA

    National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff...

    30+ days ago from Net-Temps

  • CLIENT SERVICE ASSOCIATE - SERIES 7 REQUIRED

    Dm Stone Jobsinbrokerage.com - Santa Barbara, CA

    The primary function of the CSA is to provide a wide range of sales, service, administrative and relationship management support to assigned wealth advisors and investment professionals across Registered Investment (RIA), Broker-Dealer and...

    24 days ago from Net-Temps

  • SR FUND ACCOUNTANT

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge...

    30+ days ago from Net-Temps

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