Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Dm Stone Jobsinbrokerage.com jobs

Viewing 11 - 20 of 68 jobs

  • Chief Compliance Officer - Registered Investment Advisor

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Highly successful RIA firm is seeking a CCO to serve on their management team. Will include 1940 Act and institutional accounts. Must have RIA compliance officer experience (5+ years), preferably with some CCO experience. A JD is a plus.

    30+ days ago from Net-Temps

  • Registered Client Service Associate

    Dm Stone Jobsinbrokerage.com - Salt Lake City, UT

    The Client Service Associate provides full support to one or more Financial Planners, ensuring client satisfaction through direct contact with clients, vendors, and other operational employees, while adhering to regulatory standards.

    30+ days ago from Net-Temps

  • Investment Operations Associate

    Dm Stone Jobsinbrokerage.com - San Anselmo, CA

    Our client, a prestigious investment mgmt. firm, is currently seeking a new member of the Client Operations Team. The ideal candidate would be an experienced and exceptional, detail-oriented team player who can wear many hats in a...

    30+ days ago from Net-Temps

  • ACCOUNT MANAGER - HEDGE FUND ACCOUNTING EXPERIENCE

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Financial firm working in the Hedge Fund Admin space is looking for an Account Manager to join their team. Summary: Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Supervising...

    30+ days ago from Net-Temps

  • RELATIONSHIP MANAGER - BANKING -WHO SPEAKS CHINESE

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Relationship Manager is needed to develop and manage a portfolio of commercial real estate loans; international business and other commercial loans. You will assess credit proposals, perform in-depth due diligence and compliance analysis...

    30+ days ago from Net-Temps

  • Quantitative Analyst - Artificial Intelligence (Finance)

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Quantitative Analyst job description To work with a small team of skilled quantitative developers in our San Francisco office to help develop analysis and new approaches for our Artificial Intelligence and machine learning platform.

    30+ days ago from Net-Temps

  • BANKING POSITION

    Dm Stone Jobsinbrokerage.com - Livermore, CA

    The Preferred Banker position is responsible for demonstrating the bank?s core values in all actions to provide an excellent customer experience. This position is expected to provide quality customer service across bank products as well as...

    30+ days ago from Net-Temps

  • AML ENTERPRISE RISK SPECIALIST

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    You will assist the BSA/AML Program and Policy office with Risk Assessments, new product and service reviews, overall strategy for key aspects of the BSA/AML program and policy, and assist business unit directors on an as-needed basis.

    30+ days ago from Net-Temps

  • Intermediate Trader - Fixed Income

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Summary The Intermediate Trader will be responsible for trading fixed income strategies with securities dealers as well as maintaining separate account programs with sponsor trading desks. This person will execute fixed income security...

    30+ days ago from Net-Temps

  • AML QC/TESTING DIRECTOR - SF, LA, San Diego

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Reporting to the Head of QC & Testing within BSA/AML, the QC & Testing Director will be responsible for independently conducting complex quality control reviews covering all facets of the Bank's BSA/AML, Sanctions, FCPA compliance and...

    30+ days ago from Net-Temps

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals