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Dm Stone Jobsinbrokerage.com jobs - Walnut Creek, CA

Viewing 1 - 7 of 7 jobs

  • COMPLIANCE ANALYST - CONTRACT

    Dm Stone Jobsinbrokerage.com - Orinda, CA

    3 Month Contract for a Compliance Professional who has experience in Asset Management. You will assist with monitoring and testing programs as well as certain compliance administration processes. Assist with forensic testing, monitoring,...

    30+ days ago from Net-Temps

  • COMPLIANCE MANAGER ADVISORY SERVICES

    Dm Stone Jobsinbrokerage.com - San Ramon, CA

    Responsible for managing the execution and coordination of the compliance function at the Business Group level. This includes execution and coordination of the BSA/AML/OFAC compliance under the direction of the Corporate BSA Officer.

    10 days ago from Net-Temps

  • ADMINISTRATIVE AND CLERICAL POSITIONS

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals. Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short...

    30+ days ago from Net-Temps

  • VP Compliance - Investment Management

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Prestigious asset mgmt. firm is seeking a VP Compliance. A minimum of 7 to 10 years of experience of retail compliance, separate managed account compliance, or investment management compliance is required. Must have a familiarity and...

    30+ days ago from Net-Temps

  • SR ASSOCIATE - VC FIRM

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Exciting opportunity to come in on the ground floor of an innovative Venture Capital firm as a Senior Associate with a focus on sourcing and originating new deals. You will support underwriting and portfolio monitoring. Potential for...

    30+ days ago from Net-Temps

  • Corporate Counsel - Investment Mgmt Industry

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Our client, a prestigious investment firm, is currently seeking talented candidates for an attorney position focusing on investment management/retirement matters. Based in San Mateo, California, the successful candidate will be part of the...

    28 days ago from Net-Temps

  • Corporate Paralegal - Financial Services

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The Senior Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both...

    30+ days ago from Net-Temps

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