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Dm Stone Jobsinbrokerage.com jobs - San Carlos, CA

Viewing 1 - 10 of 27 jobs

  • Legal Analyst - Litigation - Investment Mgmt Firm

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Legal Disclosure Analyst??Litigation and Regulatory The Legal Disclosure Analyst will be responsible for analyzing litigation and certain regulatory investigative and disciplinary events against the Company?s and its mutual funds?...

    4 days ago from Net-Temps

  • Operations Manager - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Well established regional broker-dealer on the SF Peninsula is seeking a licensed operations manager (FINRA Series 7/24/63) to manage operations (fully disclosed), relations with reps, and eventually may involve other functions. Position...

    30+ days ago from Net-Temps

  • Chief Compliance Officer - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Our client, a successful full service, fully-disclosed broker-dealer on the SF Peninsula, is looking for a licensed CCO (Series 7/66/24) to manage an experienced team of compliance analysts. Pays a base of $125K plus bonus. Prefer local...

    30+ days ago from Net-Temps

  • Sr. Director - BSA/AML

    Dm Stone Jobsinbrokerage.com - San Jose, CA

    The Sr Director BSA/AML is responsible for developing, implementing and overseeing all aspects of the Bank Secrecy Act Compliance Program. A deep knowledge of BSA and Sanctions laws and regulations, including strong expertise in leading...

    30+ days ago from Net-Temps

  • Senior Compensation Analyst

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Great company and oppty! The Senior Compensation Analyst will provide analytical, consultative, and project management services in delivering, implementing, and administrating global corporate compensation programs for the Company?s sales...

    30+ days ago from Net-Temps

  • ADMINISTRATIVE ASSISTANT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The main function of an administrative assistantis to provide administrative support by conducting research, handling information requests and performing clerical functions. EXPERIENCE: 2 years of college 2 years administrative/customer...

    25 days ago from Net-Temps

  • ADMINISTRATIVE AND CLERICAL POSITIONS

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals. Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short...

    30+ days ago from Net-Temps

  • SR ADMINISTRATIVE ASSISTANT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The main function of this position is to provide high-level administrative support by conducting research, handling information requests and performing clerical functions. Education/Experience College Degree preferred 5-7 years customer...

    30+ days ago from Net-Temps

  • Salaried Financial Consultant - No Book Required

    Dm Stone Jobsinbrokerage.com - Campbell, CA

    Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants. As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best...

    30+ days ago from Net-Temps

  • EXECUTIVE ASSISTANT - CONTRACT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The Executive Administrator role provides direct administrative support to members of A Senior Leadership Group and Associate General Counsel.This position handles details of a highly confidential and critical nature and requires a broad...

    30+ days ago from GadBall

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