Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Dm Stone Jobsinbrokerage.com jobs - San Carlos, CA

Viewing 1 - 10 of 30 jobs

  • Sr. Director Compliance Monitoring Mgr

    Dm Stone Jobsinbrokerage.com - San Jose, CA

    Sr. Director Compliance Monitoring Mgr Under the direction and supervision of the Chief Compliance Officer, the Compliance Manager will primarily be responsible for managing the Compliance Monitoring Program to determine the risk profile...

    1 day ago from Net-Temps

  • Legal Analyst - Litigation - Investment Mgmt Firm

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Legal Disclosure Analyst - Litigation and Regulatory The Legal Disclosure Analyst will be responsible for analyzing litigation and certain regulatory investigative and disciplinary events against the Company's and its mutual funds'...

    7 days ago from Net-Temps

  • Operations Manager - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Well established regional broker-dealer on the SF Peninsula is seeking a licensed operations manager (FINRA Series 7/24/63) to manage operations (fully disclosed), relations with reps, and eventually may involve other functions. Position...

    30+ days ago from Net-Temps

  • Senior Compensation Analyst

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Great company and oppty! The Senior Compensation Analyst will provide analytical, consultative, and project management services in delivering, implementing, and administrating global corporate compensation programs for the Company?s sales...

    30+ days ago from Net-Temps

  • Sr Director of Bank Compliance (Strategy)

    Dm Stone Jobsinbrokerage.com - San Jose, CA

    Sr Director of Compliance The Senior Director Compliance is responsible for helping ensure that risks in the business units have been appropriately identified and managed and work closely to help define compliance strategy, implement bank...

    30+ days ago from Net-Temps

  • Chief Compliance Officer - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Our client, a successful full service, fully-disclosed broker-dealer on the SF Peninsula, is looking for a licensed CCO (Series 7/66/24) to manage an experienced team of compliance analysts. Pays a base of $125K plus bonus. Prefer local...

    30+ days ago from Net-Temps

  • ADMINISTRATIVE AND CLERICAL POSITIONS

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    We have several contract positions for Administrative Assistants, Sr Administrative Assistants and Clerical individuals.Our clients who are Fiancial Services and non-Financial Services always have on-going assignments, long term and short...

    30+ days ago from GadBall

  • SR ADMINISTRATIVE ASSISTANT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The main function of this position is to provide high-level administrative support by conducting research, handling information requests and performing clerical functions. Education/Experience College Degree preferred 5-7 years customer...

    30+ days ago from Net-Temps

  • ADMINISTRATIVE ASSISTANT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The main function of an administrative assistantis to provide administrative support by conducting research, handling information requests and performing clerical functions. EXPERIENCE: 2 years of college 2 years administrative/customer...

    25 days ago from GadBall

  • Salaried Financial Consultant - No Book Required

    Dm Stone Jobsinbrokerage.com - Campbell, CA

    Our client, a prominent national brokerage firm, is currently seeking a couple Series 7 and 63 licensed Investment Consultants.As an Investment Consultant, you will assess, assist, and advise clients as they choose the services best suited...

    30+ days ago from GadBall

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals