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Dm Stone jobs - Oakland, CA

Viewing 1 - 10 of 63 jobs


    Dm Stone - Orinda, CA

    Provide compliance advice to the business on trading related activities and portfolio management oversight. Perform overall portfolio and trading related surveillance and monitoring activities for U.S and select non U.S activities,...

    30+ days ago from Net-Temps

  • Salaried Financial Consultants - Walnut Creek, Silicon Valley

    Dm Stone - Walnut Creek, CA

    Job Description: Openings in Cupertino/San Jose, Roseville, Walnut Creek, and Palo Alto, CA; also Portland, Oregon (locals only, please); Our client, a prominent national brokerage firm, is currently seeking Series 7 and 66 licensed...

    30+ days ago from Net-Temps


    Dm Stone - San Ramon, CA

    Responsible for managing large, complex, cross-enterprise projects related to technology, products, processes and/or procedures. Interact with senior management throughout the Bank to communicate, create alignment, obtain decisions, and/or...

    30+ days ago from Net-Temps


    Dm Stone - Fremont, CA

    PLEASE NOTE CLIENT HAS OPENINGS IN THE FOLLOWING CITIES: BRENTWOOD, LIVEMORE, SAN JOSE, FREMONT, HAYWARD, CENTRAL VALLEY AND SOUTHERN CALIFORNIA Responsible for providing financial planning strategies for clients by assessing the client?s...

    30+ days ago from Net-Temps


    Dm Stone - Menlo Park, CA

    Contractor needed for Accounts Receivable project - you will need a car to get to Menlo Park since client is not near any public transportation. This project is for about 1 or 2 mos in duration. Pay rate is between 28-30/hr. Experience...

    24 days ago from Net-Temps

  • Licensed Brokerage Compliance Manager - Wire House

    Dm Stone - Menlo Park, CA

    National brokerage firm is looking for an experienced compliance manager with FINRA licenses 7, 66, 9 and 10 (clean). Must be comfortable in a fast paced, active branch and working market hours. Need strong references. Free parking...

    25 days ago from Net-Temps

  • Portfolio Counselor (CFP) - Asset Management

    Dm Stone - Menlo Park, CA

    Job Description - Portfolio Counselor (CFP) Portfolio Counselors are the client relationship managers, providing investment guidance and advice through phone conversations, email and face to face meetings. They learn about clients'...

    30+ days ago from Net-Temps

  • Brokerage Sales Assistant - Large Producer

    Dm Stone - Palo Alto, CA

    National brokerage firm (wire house) is seeking a sales assistant with strong experience supporting a major producer and working with high net worth clientele. Traits needed include excellent communication skills (written and oral),...

    30+ days ago from Net-Temps


    Dm Stone - San Francisco, CA

    Hong Kong bank located in San Francisco is looking for a Compliance Officer. DUTIES: Be responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program include Installing new policy;...

    11 days ago from Net-Temps


    Dm Stone - San Francisco, CA

    Investment Management firm is looking for an accounting individual to join their Finance Team. DUTIES: Responsible for processing vendor payments and T&E reimbursements Prepare expense analysis and analyze monthly variances Prepare journal...

    12 days ago from Net-Temps