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Dm Stone Jobsinbrokerage.com jobs - Oakland, CA

Viewing 1 - 10 of 24 jobs

  • Middle Office Trading Assistant

    Dm Stone Jobsinbrokerage.com - Oakland, CA

    Our client is seeking an experienced middle office operations person. Will be confirming trades, dealing with custodian, some reconciliation, and some Rule 144 stock transactions (Rule 144 experience a plus). Location is downtown Oakland...

    2 days ago from Net-Temps

  • Sr. Technical Business Analyst - Asset Management

    Dm Stone Jobsinbrokerage.com - Orinda, CA

    Act as global project coordinator for all Operations projects internally within our expertise and with Northern Trust; Project management responsibilities include: o Track and coordinate all Operations and other projects that would impact...

    15 days ago from Net-Temps

  • SENIOR COMPLIANCE OFFICER - ASSET MANAGEMENT

    Dm Stone Jobsinbrokerage.com - Orinda, CA

    Complete SEC, CFTC and all other regulatory obligations and filings including Form ADV and Form PF Administer the firm's AML and KYC program. Serve as the AML and Anti-Fraud Officer and liaise with Client Services Perform Proxy Voting...

    30+ days ago from Net-Temps

  • Financial Analyst - Major Bank

    Dm Stone Jobsinbrokerage.com - Walnut Creek, CA

    Financial Analyst Consultant Group: Community Development Finance Job Summary: Reporting to the assigned manager, the Financial Analyst is responsible for providing comprehensive and complex financial analyses. Prepare complex analytical...

    30+ days ago from Net-Temps

  • Call Center Rep - Financial Services Industry

    Dm Stone Jobsinbrokerage.com - San Carlos, CA

    Successful financial services firm is looking for a call center representative who has some familiarity with financial services, great customer service skills, and the ability to understand rules and regulations. This position is on the...

    9 days ago from Net-Temps

  • SR. QUANTITATIVE ANALYST - SF OR

    Dm Stone Jobsinbrokerage.com - San Ramon, CA

    SR. QUANTITATIVE ANALYST (PRICE OPTIMIZATION AND YIELD MANAGEMENT) THIS POSITION CAN BE LOCATED IN EITHER SF OR SAN RAMON Responsible for analysis of datA to ensure integrity and quality, development requirements for granularity, determine...

    15 days ago from Net-Temps

  • SR. EQUITY AND EXECUTIVE COMPENSATION CONSULTANT

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    You will provide knowledge and play a predominant and active role in executive compensation, corporate governance, risk management and M&A work. You will collaborate closely with global partners, including the Human Resources Division and...

    30+ days ago from Net-Temps

  • Corporate Paralegal - Financial Services

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    The Paralegal primarily oversees and manages corporate governance and securities law formalities for certain of the firm's mutual funds. This position works with trustee and officers, all levels of company staff and management, both inside...

    30+ days ago from Net-Temps

  • Banking/investment operations

    Dm Stone Jobsinbrokerage.com - San Carlos, CA

    Growing financial services firm is looking for operations personnel. Must have experience in banking or investments back office with great attention to detail, able to handle high volume transaction processing, and work at a fast pace.

    30+ days ago from Net-Temps

  • Senior Director of Development - Education

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    The Senior Director of Development serves as the advancement leader, major gifts officer, grant writer, and annual fund and planned giving manager; s/he also oversees the work of the alumni director and the manager of advancement services.

    2 days ago from Net-Temps