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Dm Stone Jobsinbrokerage.com jobs - Concord, CA

Viewing 1 - 10 of 110 jobs

  • ACCOUNTING MANAGER

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    A private investment firm with a growing portfolio is seeking a strong accounting professional to enhance its investment accounting team. . RESPONSIBILITIES: Responsible for coordinating the preparation of investment, cash, valuation and...

    4 days ago from Net-Temps

  • OPERATIONS ASSOCIATE

    Dm Stone Jobsinbrokerage.com - Orinda, CA

    JOB DESCRIPTION Responsible for assisting the Director of Operations/CCO and Controller with all functions for investment funds and managed accounts, including but not limited to: - Assisting with review of daily reporting including...

    6 days ago from Net-Temps

  • Legal Analyst - Litigation - Investment Mgmt Firm

    Dm Stone Jobsinbrokerage.com - San Mateo, CA

    Legal Disclosure Analyst - Litigation and Regulatory The Legal Disclosure Analyst will be responsible for analyzing litigation and certain regulatory investigative and disciplinary events against the Company's and its mutual funds'...

    5 days ago from Net-Temps

  • ENVIRONMENT, SOCIAL AND GOVERNANCE ACCOUNT MANAGER

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Our client is looking for a suitable candidate to join the San Francisco office in their ESG space. They are a leading provider of Environmental, Social and Governance (ESG) research to institutional investors globally. Successful...

    17 days ago from Net-Temps

  • Chief Compliance Officer - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Our client, a successful full service, fully-disclosed broker-dealer on the SF Peninsula, is looking for a licensed CCO (Series 7/66/24) to manage an experienced team of compliance analysts. Pays a base of $125K plus bonus. Prefer local...

    30+ days ago from Net-Temps

  • Operations Manager - Broker-Dealer

    Dm Stone Jobsinbrokerage.com - Palo Alto, CA

    Well established regional broker-dealer on the SF Peninsula is seeking a licensed operations manager (FINRA Series 7/24/63) to manage operations (fully disclosed), relations with reps, and eventually may involve other functions. Position...

    30+ days ago from Net-Temps

  • CLIENT OPERATIONS

    Dm Stone Jobsinbrokerage.com - Greenbrae, CA

    Investment Management firm is looking for an Operations individual who can "wear many hats? in a fast-paced and growing firm. Duties and Responsibilities Account activity processing (cash flows, cash reserves, trading restrictions New...

    30+ days ago from Net-Temps

  • Licensed Branch Operations/Compliance Manager

    Dm Stone Jobsinbrokerage.com - Walnut Creek, CA

    National brokerage firm is seeking an experienced branch operations/compliance manager for a highly active branch (near BART in Walnut Creek). Requires FINRA licenses 7/66/9/10. Will be training, mentoring and supervising support staff...

    30+ days ago from Net-Temps

  • FUND ACCOUNTANT

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. Working closely with the senior fund accountants and account managers, your responsibilities will include; Job Functions...

    30+ days ago from Net-Temps

  • SR FUND ACCOUNTANT

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Your role will encompass all facets of the calculation of net asset values on a variety of complex hedge funds. DUTIES: Performing the administration of any services pursuant to administration agreements in respect of a portfolio of hedge...

    30+ days ago from Net-Temps

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