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Dm Stone Jobsinbrokerage.com jobs

Viewing 1 - 8 of 8 jobs

  • Private Wealth Advisor - SF, Palo Alto, East Bay Areas

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    This is the most senior wealth advisory role, providing relationship management to clients in the $3MM+ market segment. Private Wealth Advisors are expected to proactively attract, deepen, and manage the most complex and sophisticated...

    30+ days ago from Internships.com

  • Code of Ethics and Control Room Officer - Private Wealth Mgmt

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Code of Ethics & Control Room Officer - Private Wealth Mgmt (can be in SF or NY) Responsible for reviewing, delivering and enforcing procedures designed to prevent and detect the employee misuse of non-public information and managing...

    30+ days ago from Internships.com

  • Compliance Officer - Investment Advisory

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    The Compliance Department provides advice and guidance to our business partners regarding the applicability of rules and regulations, advice on policies, procedures and controls, compliance monitoring and assistance with supervisory...

    30+ days ago from Internships.com

  • Internal Wholesaler - Mutual Funds

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Prestigious investment firm in SF is seeking an early stage professional with Series 7 and 66 licenses for an internal wholesaling role. Starts out at $45K base, expected total comp $90K. More info available.

    30+ days ago from Internships.com

  • ADMINISTRATIVE ASSISTANT

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    SF based Hedge Fund is looking for a Jr. Admin Assistant from an investment firm preferably a Hedge Fund, Private Equity or Venture Captal. 1-3 years of experience Will support 2 Analysts and 1 Invesor Relations person. Responsibilities...

    30+ days ago from Internships.com

  • COMPLIANCE OFFICER WHO SPEAKS CHINESE

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Hong Kong bank located in San Francisco is looking for a Compliance Officer. DUTIES: Be responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program include Installing new policy;...

    30+ days ago from Internships.com

  • INVESTMENT OPERATIONS - FUND ACCOUNTING

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    Investment Management firm in San Francisco is looking for an Investment Operations/Fund Accounting individual. DUTIES: Perform daily reconciliation of transactions and position using the Advent APX platform. Generate daily and monthly...

    30+ days ago from Internship.com

  • RISK OFFICER - WEALTH MANAGEMENT

    Dm Stone Jobsinbrokerage.com - San Francisco, CA

    You will be responsible for a wide variety of supervisory, compliance, and risk functions as well as accountability for maintaining a consistent controlled environment through adherence of business ethics and practices and adherence to all...

    30+ days ago from Internships.com