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Cto 24/7 jobs - Dallas, TX

Viewing 1 - 3 of 6 jobs

  • Senior Risk Management Analyst

    Boutique Wealth Management Firm - Dallas, TX

    · Securities licensing, generally 7, 24, 66 or equivalent · 7 or more years’ experience in Securities Regulatory Compliance or its equivalent · Prior supervisory experience preferred Skills · Demonstrated human influence skills · Detailed...

    30+ days ago from IvyExec

  • Senior Risk Management Analyst

    Compliance Search Group - Dallas, TX

    Necessary Qualifications: -7+ years of experience -Series 7, 24, 66 or equivalent -Prior supervisory experience preferred -Detailed knowledge of FINRA, SEC, DOL, IRA regulation THE COMPLIANCE SEARCH GROUP, the leading and most trusted...

    1 day ago from The Ladders

  • Senior Compliance Regulatory Risk Analyst

    Compliance Search International - Dallas, TX

    · Securities licensing, generally 7, 24, 66 or equivalent · 7 or more years' experience in Securities Regulatory Compliance or its equivalent · Prior supervisory experience preferred Skills · Demonstrated human influence skills · Detailed...

    30+ days ago from Compliance Search Group

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