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Viewing 111 - 120 of 15,456 jobs

  • Client Service Representative - Brokerage Retail and Institutional Clients

    Interactive Brokers - Chicago, IL

    Interactive Brokers Group is expanding its Trading Issues Department at our main retail call center in Chicago, IL. We ... exercise & assignment, expiration processing, and corporate actions Experience: 2 years financial industry...

    8 days ago from Interactive Brokers

  • Treasury Director - Broker...

    E*TRADE Financial - Jersey City, NJ

    is a global provider of financial services to retail, corporate and institutional customers. The Company has 3,000 ... online channels. In the United States, they also offer corporate services, including employee stock plan...

    9 days ago from E*Trade Financial Corp

  • Broker Dealer Operations Professional

    Alliancebernstein - White Plains, NY

    brokers to manage mark to market changes and corporate actions • Daily tracking of trades for compliance purposes: Reg ... Sales, and Outside Brokers. Job Qualifications: • Bachelor’s in Finance, Economics, and Accounting or in a related...

    9 days ago from Alliancebernstein

  • Compliance Licensing and Registration Manager-Broker/Dealer

    BMO Harris Bank - Chicago, IL

    Legal Group Risk Management Corporate Audit Corporate Marketing Technology and Solutions External: Industry ... areas, including Legal, Operational Risk and Corporate Audit; verifying that issues that have been identified have been...

    11 days ago from BMO Harris Bank

  • Compliance Licensing and Registration Manager-Broker/Dealer

    BMO Financial Group - Chicago, IL

    Legal Group Risk Management Corporate Audit Corporate Marketing Technology and Solutions External: Industry ... areas, including Legal, Operational Risk and Corporate Audit; verifying that issues that have been identified have been...

    11 days ago from BMO Financial Group

  • VP, Brokerage Risk Operations

    Asian American Lawyers Association of Massachusetts (aalam) - San Diego, CA

    lead effectively in an ever changing environment (both corporate and regulatory) Change management experience Ability to work with and communicate effectively to various levels throughout the organization. Ability to leverage others’...

    11 days ago from The Asian American Lawyers Association of Massachusetts (AALAM)

  • Broker Engagement Manager

    American International Group - Quito, MS

    She/He will be focused on working with key brokers across the territory ... operation that is well-aligned with the overall corporate directions and priorities. The candidate should display...

    12 days ago from American International Group

  • Vice President, Associate Counsel (Brokerage)

    Lpl Financial - San Diego, CA

    Associate Counsel within the Legal Department’s Corporate group and will support broker-dealer, retirement and new ... of self-regulatory organizations and basic corporate law principles; experience with Investment Advisers Act of...

    13 days ago from LPL Financial

  • Brokerage Services Manager - Client Services (404)

    New York Life Insurance Co - New York City, NY

    changes to procedures as specified by the Corporate Vice President , regulatory or audit authorities Develop written ... New York Life offers a variety of corporate opportunities within the Service Organization, including management,...

    14 days ago from New York Life Insurance Co

  • Voluntary Benefits Brokerage Consultant - Mercer - Urbandale, IA or Chicago, IL

    Marsh & Mclennan Companies - Urbandale, IA

    insurance underwriters. Substantial experience in corporate benefits, general administration, or sales support to consult and advise prospects and existing clients. Ability to quickly analyze all financial and other relevant management...

    14 days ago from Marsh & McLennan Companies