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Corporate Brokers jobs - New York, NY

Viewing 41 - 50 of 1,438 jobs

  • CCO - Investment Adviser / Broker Dealer Compliance

    Forum Group - New York City, NY

    • Support senior management and work with corporate legal and compliance, to provide compliance support for a range of ongoing business initiatives • Manage and respond to internal and regulatory audits examinations and inquiries • Analyze...

    30+ days ago from eFinancial Careers

  • Product Specialist-Corporate Actions

    Broadridge Financial - Jersey City, NJ

    Plaza, Jersey City, NJ Job Description Product Specialist-Corporate Actions Responsibilities: Responsible for ... solutions for broker-dealers, banks, mutual funds and corporate issuers globally. Broadridge's investor...

    15 days ago from Broadridge Financial

  • Corporate Actions Vol Sr Spec

    BNY Mellon - Brooklyn, NY

    Description The Corporate Actions Department performs both mandatory and voluntary corporate action-related processing r ... S/He will interact daily with depositories, agents, brokers, and other internal business groups including the Accounting...

    30+ days ago from BNY Mellon

  • VP Corporate Counsel

    Complistaff - Newark, NJ

    Attorney needed to provide counsel on the distribution of individual life and annuity products. Client seeks experience with the laws relat4ed to the sales and distribution of life insurance and variable annuities; broker dealer counsel...

    30+ days ago from CompliStaff

  • CIB F&BM Investor Services Global Interest Control - Prime Brokerage Interest Controller - Analyst

    JPMorgan Chase - New York City, NY

    Prime Brokerage and Financing business is part of the Corporate and Investment Bank’s Investor Services business. ... **Finance* **Organization:** **CORPORATE & INVESTMENT BANK* **Title:** *CIB F&BM Investor Services Global...

    9 days ago from JPMorgan Chase

  • CIB- Prime Services Client Service Representative VP - Prime Brokerage & Financing

    JPMorgan Chase - New York City, NY

    is available at . About J.P. Morgan Corporate & Investment Bank J.P. Morgan's Corporate & ... of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice,...

    30+ days ago from JPMorgan Chase & Co

  • Prime Brokerage Client Coverage Account Manager

    Morgan Stanley - New York City, NY

    to: financing, margin, trade clearing and settlement, corporate events, and reporting. The AM communicates issues and ensures problems are resolved in a timely and accurate manner, thus building a level of trust between the client and...

    30+ days ago from Morgan Stanley


    New York Life Insurance Company - Sleepy Hollow, NY

    Manager within their Group Membership unit. The Corporate Vice President, Compliance & Administration Manager will ... Officer, and FATCA Officer. The Corporate Vice President, Compliance & Administration Manager will manage,...

    30+ days ago from New York Life Insurance Company

  • Brokerage Operations Analyst

    Fidelity Investments - Jersey City, NJ

    to being an employer of choice. The primary role of the Corporate Actions Dividend Analyst will be to plan, manage, advise and control all assigned Dividend projects and maintain the Project database. The candidate will interact with the...

    22 days ago from Fidelity Investments

  • Compliance Officer AML Advisory CGMI Retail Broker Dealer

    Citi - Jersey City, NJ

    to day-to-day activitiesUnderstanding of various customer corporate structures including individual wealth management products, Financial Institutions, Trusts, Funds, Special Purpose Vehicles (SPVs), Personal Investment Corporations...

    22 days ago from Citi