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Corporate Brokers jobs - New York, NY

Viewing 1 - 10 of 69 jobs

  • Senior Underwriter - Construction

    Career Path Group - New York City, NY

    and products to the Corporate Risk Managers and Brokers (in US and in other LATAM countries) and the Ceding ... as required, - Maintain relationships with clients and brokers, - Visit and survey risks where company has...

    30+ days ago from

  • Wealth Management Corporate Consultative Sales

    Gravity Capital Partners - New York City, NY

    We are embarking on explosive domestic growth and are keen to onboard select post collegiate academic and athletic elite performers. Unique regional career positions are now available, reporting to the CEO/CDO Americas leading to...

    3 days ago from

  • Operations Analyst - Broker / Dealer

    Access Staffing - New York City, NY

    Operational knowledge of the following products a must: bank debt, corporate bonds (public/private), CLOs and warehouses ... trade files/trade breaks to custodian Process all mandatory corporate actions Process fixed income and bank debt...

    1 day ago from

  • Corporate and Investment Bank - Compliance/Legal VP Audit Manager

    Global Securities, Investment and Retail Banking Firm - New York City, NY

    Position Description The CIB Compliance Audit Manager Team lead position is based in New York. This individual will be responsible for managing a team of professionals responsible for assessing the adequacy and effectiveness of controls...

    19 days ago from IvyExec

  • Corporate Technology Audit Group (CTAG) Audit Manager

    Leading Global Financial Services Firm - New York City, NY

    of Finance, Compliance, Enterprise Data Systems, and other Corporate Information Systems (supporting HR and Corporate Services). They are responsible for understanding, analyzing, and testing the technology controls including those over...

    30+ days ago from IvyExec

  • Communications Business Partner

    New York City, NY

    and compelling communications in support of Brokerage Firm corporate narrative Communications delivery: Develop and own ... across the business, working closely with the wider Corporate Relations and Government Relations teams, ensuring...

    20 hours ago from IvyExec

  • Brokerage Services Call Center Manager- Series 7, 24 and 63 Required

    Superior Group - New York City, NY

    and implement changes to procedures as specified by the Corporate Vice President , regulatory or audit authorities. They will assist in drafting updates to procedures when new products are introduced or system changes are required. The...

    30+ days ago from Superior Group

  • Temp Accountant - Corporate Accounting

    Princeton Information - New York City, NY

    Prepare regulatory filings for broker-dealers (FOCUS reports, Form 17-h, SSOI etc) Review and analyze broker-dealer balance sheets and income statements Perform the monthly, quarterly and annual close of the books of the broker-dealers...

    24 days ago from Princeton Information Ltd

  • Tax Manager - Financial Services - International focus

    Eisneramper - New York City, NY

    We provide audit, accounting, and tax services, as well as corporate finance, internal audit and risk management, litigation consulting and forensic accounting, and other professional services to a broad range of clients. We work with...

    30+ days ago from EisnerAmper LLP

  • AML Compliance Officer

    Michael Page - New York City, NY

    ? CDD/KYC experience, including good understanding of various corporate structures. ? General and broad understanding of key AML, sanctions and reputational risk. ? Understanding of emerging markets and high risk industries an advantage ?...

    21 days ago from Michael Page

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