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Corporate Brokers jobs - New York, NY

Viewing 1 - 10 of 31 jobs

  • Brokerage Services Manager - Client Services (20601)

    New York Life Insurance Co - New York City, NY

    changes to procedures as specified by the Corporate Vice President , regulatory or audit authorities Develop written ... New York Life offers a variety of corporate opportunities within the Service Organization, including management,...

    14 days ago from New York Life Insurance Co

  • Voluntary Corporate Actions Specialist - Wealth Management Operations

    Morgan Stanley - New York City, NY

    include setting up, monitoring, and processing of Voluntary Corporate Actions from inception to allocation, including ... policy and procedure documents. *Familiarity with Mandatory Corporate Actions and a working knowledge of the DTCC...

    6 days ago from Morgan Stanley

  • Corporate Actions Operations

    Park Hudson - New York City, NY

    include setting up, monitoring, and processing of Voluntary Corporate Actions from inception to allocation, including ... and liabilities to the firm. * In-Depth knowledge of DTCC Corporate Action processing routines, systems, and methods.

    21 days ago from Park Hudson

  • Corporate Actions Operations

    Park Hudson International - New York City, NY

    include setting up, monitoring, and processing of Voluntary Corporate Actions from inception to allocation, including ... and liabilities to the firm. * In-Depth knowledge of DTCC Corporate Action processing routines, systems, and methods.

    30+ days ago from Park Hudson International LLC

  • CORPORATE VICE PRESIDENT, COMPLIANCE & ADMINISTRATION MANAGER (19781)

    New York Life Insurance Company - Sleepy Hollow, NY

    Manager within their Group Membership unit. The Corporate Vice President, Compliance & Administration Manager will ... Officer, and FATCA Officer. The Corporate Vice President, Compliance & Administration Manager will manage,...

    30+ days ago from New York Life Insurance Company

  • CORPORATE VICE PRESIDENT, Project Management

    New York Life Insurance Co - New York City, NY

    and respective business partners (Corporate Compliance & Legal, Technology, Distribution, and Operations) to ensure projects meet delivery deadlines and are also in line with WM’s overall strategic and financial objectives. Develop...

    23 days ago from New York Life Insurance Co

  • Enforcement Investigator

    Finra - New York, NY

    upport in FINRA disciplinary proceedings, including the preparation of summary exhibits, reviewing and analyzing respondent hearing exhibits; and sometimes provide testimony at hearings. * Attend applicable Department and corporate...

    19 days ago from FINRA

  • CDO Communications Analyst

    Citi - New York, NY

    and services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. The Chief Data Office develops data guidelines, standards and controls to protect Citis critical...

    30+ days ago from Citi

  • Franchise Business Consultant - Sign Industry

    United Franchise Group - New York, NY

    franchise consulting, and franchise development. The UFG corporate headquarters, located in West Palm Beach, Florida, controls operations for approximately 150 employees in the United States and Australia and offers support to the...

    30+ days ago from United Franchise Group

  • Jefe de Cuentas Referidas

    American International Group - Bogota, NJ

    • Adhere to internal corporate standards and compliance requirements About Us American International Group, ... Additional information about AIG can be found at Corporate Website: aig.com | YouTube: youtube.com/aig | Twitter: @AIGIn...

    11 hours ago from American International Group