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Corporate Brokers jobs

Viewing 1 - 10 of 49 jobs

  • Annuities Broker-Dealer Attorney

    Orange, CT

    A Senior Corporate Counsel job is available with a financial services company in CT and/or NJ (option to work out of eit ... salary and benefits as well as career growth. The Corporate Counsel Job Responsibilities:• Counsel and advise...

    25 days ago from IvyExec

  • Chief Compliance Officer- Broker Dealer

    Rochester, NY

    sales and trading, fixed income sales and trading, DMA, corporate equity derivatives sales, origination and ... stock loan and equity finance, proprietary trading, corporate finance and advisory, and correspondent clearing.o...

    13 days ago from IvyExec

  • CORPORATE COUNSEL

    Houston, TX

    although relevant in-house financial services corporate legal practice also will be considered to be eligible experience. Strong verbal and written communication skillsFour year college degree (excellent academic standing)A JD or an LLM...

    10 days ago from IvyExec

  • Corporate and Investment Bank - Compliance/Legal VP Audit Manager

    New York City, NY

    Position DescriptionThe CIB Compliance Audit Manager Team lead position is based in New York. This individual will be responsible for managing a team of professionals responsible for assessing the adequacy and effectiveness of controls...

    10 days ago from IvyExec

  • Vice President, Corporate Counsel

    Newark, NJ

    Qualifications Candidate will have 7 to 15 years of insurance and securities law experience;Candidate must have an exceptional working knowledge of retail investment advisory, FINRA rules, insurance laws governing broker-dealers as well as...

    11 days ago from IvyExec

  • Corporate Counsel - 52786

    Liberty Mutual - Redmond, WA

    judgments. Also, the attorney will provide general corporate legal services to support the surety business ... corporate legal support include compliance programs, corporate governance, litigation support, marketing materials,...

    3 days ago from Networks and Systems Professional Association

  • Corporate Attorney

    BCG Attorney Search - Florida

    Carolina, Ohio and Florida. Its areas of specialization are corporate law and business organizations and its practice ... Corporate...

    3 days ago from BCG Attorney Search

  • Strong Chicago Boutique Law Firm Seeks Corporate Senior Associate/Partner Level Attorneys

    McCormack Schreiber Legal Search Inc./legal Solutions - Chicago, IL

    Strong Chicago Boutique Law Firm Seeks Corporate Senior Associate/Partner Level AttorneysOur client, a boutique law firm ... from an accredited law school Corporate attorney at the senior associate/junior partner level Broad corporate and securi...

    30+ days ago from CareerBuilder

  • Medical Director

    Midwest Employers Casualty Company - Chesterfield, MO

    Director will be accountable, to fully understand the corporate and departmental objectives and plans, and ... relevant topics to external parties such as clients, brokers, prospects and other stakeholders. Position Requirements...

    18 days ago from Midwest Employers Casualty Company

  • Director, Asset Management Compliance

    Fidelity Investments - Westlake, TX

    of proposed SEC, FINRA and MSRB rulemaking to the Head of Corporate Compliance * Prepare and distribute monthly ... presentations to the Audit Committee for the Head of Corporate Compliance * Organize and run meetings cor...

    30+ days ago from Fidelity Investments

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