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Corporate Brokers jobs

Viewing 1 - 10 of 21 jobs

  • Chief Compliance Officer- Broker Dealer

    Rochester, NY

    sales and trading, fixed income sales and trading, DMA, corporate equity derivatives sales, origination and ... stock loan and equity finance, proprietary trading, corporate finance and advisory, and correspondent clearing.o...

    24 days ago from IvyExec

  • Strong Chicago Boutique Law Firm Seeks Corporate Senior Associate/Partner Level Attorneys

    McCormack Schreiber Legal Search Inc./legal Solutions - Chicago, IL

    Strong Chicago Boutique Law Firm Seeks Corporate Senior Associate/Partner Level AttorneysOur client, a boutique law firm ... from an accredited law school Corporate attorney at the senior associate/junior partner level Broad corporate and securi...

    30+ days ago from CareerBuilder


    Houston, TX

    although relevant in-house financial services corporate legal practice also will be considered to be eligible experience. Strong verbal and written communication skillsFour year college degree (excellent academic standing)A JD or an LLM...

    21 days ago from IvyExec

  • Corporate and Investment Bank - Compliance/Legal VP Audit Manager

    New York City, NY

    Position DescriptionThe CIB Compliance Audit Manager Team lead position is based in New York. This individual will be responsible for managing a team of professionals responsible for assessing the adequacy and effectiveness of controls...

    21 days ago from IvyExec

  • Vice President, Corporate Counsel

    Newark, NJ

    Qualifications Candidate will have 7 to 15 years of insurance and securities law experience;Candidate must have an exceptional working knowledge of retail investment advisory, FINRA rules, insurance laws governing broker-dealers as well as...

    22 days ago from IvyExec

  • Medical Director

    Midwest Employers Casualty Company - Chesterfield, MO

    Director will be accountable, to fully understand the corporate and departmental objectives and plans, and ... relevant topics to external parties such as clients, brokers, prospects and other stakeholders. Position Requirements...

    29 days ago from Midwest Employers Casualty Company

  • Senior Compliance Advisor, Asset Management

    Fidelity Investments - Westlake, TX

    The Global Asset Allocation (GAA) division is a key strategic business unit for Fidelity. GAA sponsors numerous advisory products and programs for Fidelity’s retail and institutional clients, and currently has over $500B in AUM. The...

    30+ days ago from Fidelity Investments

  • Assistant VP, Commercial Counsel

    Fidelity National Title Company - Columbus, OH

    territory and Chief Underwriting Counsel and other staff at Corporate HQ level * Actively participate in business development process - attend sales strategy meetings and customer calls * Represent us as an active participant in industry...

    4 days ago from Networks and Systems Professional Association

  • General Counsel - Franchising

    United Franchise Group - West Palm Beach, FL

    franchise consulting, and franchise development. The UFG corporate headquarters, located in West Palm Beach, Florida, ... laws and regulation. Conduct ongoing research on franchise, corporate and employment law developments. Handle...

    21 days ago from CareerBuilder

  • Director, Asset Management Compliance

    Fidelity Investments - Westlake, TX

    of proposed SEC, FINRA and MSRB rulemaking to the Head of Corporate Compliance * Prepare and distribute monthly ... presentations to the Audit Committee for the Head of Corporate Compliance * Organize and run meetings cor...

    30+ days ago from Fidelity Investments

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