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Corporate Audit & Compliance Officer jobs - Seattle, WA

Viewing 1 - 5 of 8 jobs

  • AML Compliance Advisor Manager

    Capital One - Seattle, WA

    necessary -Support the Broker-Dealer AML Compliance Officer in the design, development, maintenance, and oversight ... in broker-dealer audit -7 years of experience in compliance, or 7 years of experience in legal, or 7 years of...

    5 days ago from Capital One

  • Compliance Manager

    Russell Investments - Finance Industry - Seattle, WA

    Trust Officer and Director of Funds Compliance and Governance. • Monitor and track compliance issues. Work with ... the issue and work with the Chief Compliance Officer to recommend changes to applicable procedures to avoid...

    3 days ago from VelvetJobs

  • Mortgage Portfolio Underwriter - Seattle, WA (H1331)

    Garret Associates - Seattle, WA

    with the Company's high professional standards in compliance with appropriate programmatic regulations and ... to accept and facilitate change, whether indicated by corporate needs, market, or regulatory requirements. *...

    6 days ago from Garret Associates

  • VP Premier Relationship Manager

    Major Banking and Financial Services Company - Redmond, WA

    Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer. The term ‘compliance’...

    6 days ago from IvyExec

  • Executive Director

    Leading Non-profit Organization - Seattle, WA

    including events, grantsmanship, corporate support, and major gifts to achieve the chapter’s annual plan and ... compliance, operating policies, trends and increased net profit opportunities. • Performs and/or facilitates...

    6 days ago from IvyExec