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Corporate Audit & Compliance Officer jobs - Mercer Island, WA

Viewing 1 - 10 of 56 jobs

  • Seattle Seasonal Internal Audit Senior Associate (7616911)

    PwC - Seattle, WA

    required of its internal audit department. PwC Internal Audit professionals bring the right mix of internal audit ... for Chief Audit Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management...

    26 days ago from PwC

  • AML Compliance Advisor Manager

    Capital One - Seattle, WA

    necessary -Support the Broker-Dealer AML Compliance Officer in the design, development, maintenance, and oversight ... legal, or 3 years of experience in broker-dealer audit -7 years of experience in compliance, or 7 years of experience...

    4 days ago from Capital One

  • Senior Corporate Banking Manager I

    HSBC - Seattle, WA

    ensuring adherence to all relevant Risk policies, Audit and Compliance standards. * Adhere to structures and processes ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer. The term ‘compliance’...

    30+ days ago from HSBC

  • Data Analyst (Compliance Team)

    DaVita - Tacoma, WA

    Data Analyst supports the Compliance Manager over audit and analytics. This position will partner with Compliance ... Compliance initiatives as designated by the Chief Compliance Officer or any other Compliance Director. The...

    30+ days ago from DaVita

  • Trade Compliance Manager - Investigations

    Compliance Search International - Bellevue, WA

    of the Investigations & Disclosures Manager - Perform post-audit corrective action follow-up verification - Support the ... Contracting experience - Minimum of 5 years in a global corporate environment, preferably within the Aerospace &...

    24 days ago from Compliance Search Group

  • Compliance Manager

    Russell Investments - Finance Industry - Seattle, WA

    Trust Officer and Director of Funds Compliance and Governance. • Monitor and track compliance issues. Work with ... the issue and work with the Chief Compliance Officer to recommend changes to applicable procedures to avoid...

    9 days ago from VelvetJobs

  • SVP, CFO

    Vertafore - Bothell, WA

    guidance relating to the collection process Ensure compliance with the Travel & Expense Policy Effectively lead the ... solving skills Significant experience working with external auditors, internal controls and compliance related...

    4 days ago from Vertafore

  • Trade Compliance Manager - Investigations

    Esterline Technologies - Bellevue, WA

    Trade Compliance Manager - Investigations Job Family: Trade Compliance Reports to: Compliance Investigations and ... platform leadership, corporate compliance department, corporate legal department, corporate finance department,...

    27 days ago from Esterline Technologies Corporation

  • Senior Vice President of Compliance

    Sterling-hoffman Executive Search - Seattle, WA

    regarding the company's compliance programs and potential compliance violations 17) Manage the company's compliance ... ongoing training for all employees on the company's global corporate compliance program and ethical business conduct...

    30+ days ago from

  • Mortgage Loan Officer

    American Equity Mortgage - Seattle, WA

    carries into our social responsibility. AEM Cares, our corporate giving program, allows us to assist communities we ... with our systems Compliance Team- In-house experts ensure compliance with industry regulations Scenario Desk-...

    13 days ago from JOBS Employment Board