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Compliance jobs - New York, NY

Viewing 1 - 10 of 31,049 jobs

  • AVP Compliance Audit

    Robert Half International - New York City, NY

    issues and dimension of risk. • Determine compliance with local regulations and internal policies and procedures. • Verbally communicate findings to senior management and draft comprehensive and complete report of audit area. • Work with...

    2 days ago from eFinancial Careers

  • Bloomberg Compliance Solutions - Product Manager Job

    Bloomberg - New York City, NY

    compliance domain to increase the value of the Bloomberg compliance tools in the front-office and central compliance. ... and secure information management service that delivers compliance, eDiscovery, enterprise archiving and trade...

    15 days ago from eFinancial Careers

  • Compliance Alternative, Director

    Compliance Search Group - New York City, NY

    development and/or revising procedures designed to ensure compliance within the firm’s Investment Advisory Acts. In ... Funds. • Experience in conducting compliance related research, reviews, and policy drafting. • Excellent written,...

    15 days ago from The Ladders

  • Technical Trading Compliance Officer

    Investment Technology Group - New York City, NY

    Description/ Responsibilities: The objective of this position is to provide compliance coverage, i.e., monitoring, surve ... policies and procedures; - Identification of areas of non-compliance, and making recommendations for appropriate...

    17 days ago from OneWire

  • Mandarin Compliance Associate

    Robert Half International - New York City, NY

    Services is currently recruiting for a Mandarin speaking Compliance Associate within an International Retail and ... and reading Mandarin. THE ROLE The Mandarin speaking Compliance Associate will assist the Consumer Compliance...

    23 days ago from eFinancial Careers

  • Sr. Director, Compliance

    Regeneron Pharmaceuticals - Irvington, NY

    Counsel, Compliance & Investigations will assist the Chief Compliance Officer and Compliance Department in executing ... and enhancement of compliance policies and additional compliance program related activities. The position will...

    19 days ago from Biospace

  • Chief Compliance Officer

    Guggenheim Partners - New York City, NY

    effective compliance policies and procedures as well as compliance testing programs, conducting regular reviews; ... senior management and work with corporate legal and compliance, to provide compliance support for a range of...

    30+ days ago from OneWire

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    growing investment management company seeks an experienced Compliance professional to oversee and run their compliance ... should have experience with all the various facets of a compliance program including regulatory filings,...

    23 days ago from The Ladders

  • Compliance Specialist

    Visiting Nurse Service of New York - Manhattan, NY

    and detection of issues related to regulatory non-compliance, fraud and abuse for all VNSNY CHOICE lines of ... compliance/regulatory capacity managing a Health Plan Compliance Program in a federally regulated environment,...

    20 days ago from

  • Global Trade Compliance Specialist # 5176

    Tyler Search Consultants - New York City, NY, attn: Kristine Reide Global Trade Compliance Specialist Location: New York, NY Reports to: ... Trade Responsibilities -Support Company-s import/export compliance program for CA and Mexico -US and CA...

    22 days ago from