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Compliance jobs

Viewing 1 - 10 of 8,265 jobs

  • Specialist, Ethics & Compliance

    Aerojet Rocketdyne - Sacramento, CA

    The Ethics and Compliance Specialist applies expertise to directly contribute to and administer ethics and compliance ... in the self-governance working group forum for compliance subject matter experts. Provides advice and...

    2 days ago from Aerojet Rocketdyne

  • Mortgage Compliance Officer II

    Fifth Third Bank - Sycamore, OH

    with operational units. Assists Line of Business Compliance implement effective compliance program; provides ... stuffers, advertising and sales literature to ensure compliance. Identifies weaknesses and makes recommendations...

    13 days ago from Fifth Third Bank

  • Investment Management - Mutual Funds Compliance

    Compliance Search Group - New York City, NY

    training. Responsibilities: • Aids SVP, Chief Compliance Officer and management on compliance and supervisory ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    2 days ago from TheLadders.com

  • Compliance Analyst

    Stansource - Washington, DC

    Title: Compliance Analyst Location: Washington, DC Duration: 12 Months Ideal candidate will have strong IT AUDIT ... to collaborate with senior management stakeholders to identify requirements and drive compliance with approved...

    6 hours ago from Tech Fetch

  • Trade Compliance Business Analyst

    MSR Cosmos - Manhattan, MT

    10 Years of IT Experience - 3+ Years of Financial Services Experience - Good Knowledge of Financial Products and Market Data. Specifically Equities, Fixed Income, and Derivative instruments. - Technically proficient in Microsoft Office...

    6 hours ago from Tech Fetch

  • Trade Compliance Officer - A Trusted, Research-driven Investment Management Firm

    RS Investments - San Francisco, CA

    various financial instrumentsAssist in the oversight of compliance with regulatory requirements applicable to ... to conduct investment guideline monitoring and manage compliance programs for trading complianceOther...

    23 days ago from Doostang

  • Manager, QA Compliance

    Fort Worth, TX

    at vendor/supplier locations. Establishes and ensures compliance with good housekeeping practices, employee ... minimum of 3 years w/direct responsibility for QA Operation/Compliance & quality systems management. Operations /...

    11 hours ago from IvyExec

  • Agricultutral Pest Control - Sr. Director Registration & Compliance - Indiannapolis,

    Diedre Moire - Indiana

    seeks 7+ years experience with focus on Regulatory Compliance activities, including registration review, ... Protection Agricultural Chemicals Bio-pesticides Regulatory Compliance Pesticides Fungicides Herbicides Licensing...

    30+ days ago from Diedre Moire

  • Senior CM/IT Compliance Analyst

    Strategic Systems - Englewood, CO

    of the essential functions listed below. 1. Implements compliance procedures and conducts complex audits. Maintains ... Minimum five (5) years of relevant IT compliance and/or configuration management experience...

    4 days ago from Tech Fetch

  • Corporate Counsel Regulatory Compliance

    Diedre Moire - Toledo, OH

    Details Description: Corporate Counsel Regulatory Compliance - Toledo, OH Crop Protection company, expanding its US ... Protection Agricultural Chemicals Bio-pesticides Regulatory Compliance Pesticides Fungicides Herbicides Licensing...

    30+ days ago from Diedre Moire

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