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Compliance jobs

Viewing 1 - 10 of 3,711 jobs

  • Market Data Compliance Analyst (Leading Provider Of Securities Industry Domain Expertise)

    Jordan & Jordan - New York City, NY

    reporting policiesWe are looking to hire a Market Data Compliance Analyst to provide subject matter expertise in ensuring clients have appropriate market data control and reporting mechanisms and confirming market data use policies are...

    11 days ago from Doostang

  • Director, Non-Discrimination and University Compliance at Westfield State University

    Westfield State University - Westfield, MA

    Director of Non-Discrimination and University Compliance and is responsible for developing, implementing, ... discrimination law, compliance agency expectations, compliance measures, and relevant training and efficiency...

    7 days ago from ScholarlyHires.com

  • Manager - Market Data Compliance (S&P Capital IQ)

    New York City, NY

    • Beta tester of internal compliance tools. • Tracking internal use of feeds Qualifications: • Minimum 5 years relevant industry experience, preferably with a market data vendor • Ability to work independently • Excellent presentation...

    21 days ago from IvyExec

  • Compliance Analyst

    Wall Street Personnel - Los Angeles, CA

    compliance experience5-7 years regulatory/corporate compliance experience at an SEC registered investment ... function independentlyConduct/assist in conducting annual compliance program risk assessmentReview prospectuses...

    20 days ago from Doostang

  • Compliance Officer- Cards Testing

    Wilmington, NC

    consumer regulations Development and utilization of strong Compliance Review test plans and effective testing ... and related activities Work collaboratively with the Compliance Testing members and other Risk and Control...

    22 days ago from IvyExec

  • Compliance Analyst - Financial Services Recruitment And Staffing Firm

    Wall Street Personnel - Los Angeles, CA

    investment companiesConduct/assist in conducting annual compliance program risk assessmentWriting and quantitative ... QualificationsFixed income investment advisory compliance experienceOther compliance duties as...

    20 days ago from Doostang

  • Senior Compliance Analyst- Cards Testing

    Elk Grove Village, IL

    and applicable consumer regulations Utilization of strong Compliance Review test plans and effective testing ... and related activities Work collaboratively with the Compliance Testing members and other Risk and Control...

    22 days ago from IvyExec

  • Compliance Intern (New York)

    CLS Bank International - New York

    Corporate Compliance, AML/OFAC Compliance and Supervisory Affairs (interface with lead regulator, the FRBNY) May also assist in supporting the Records Retention functionSupport the three main functions of Compliance at the Group, ie

    30+ days ago from Doostang

  • Compliance Associate- Hedge Fund

    Mont Pelerin Capital - Newport Beach, CA

    Reporting directly to the Chief Operating Officer and Chief Compliance Officer, this individual will provide day-to-day and project support that covers the internal operations of the company

    30+ days ago from Doostang

  • Compliance Associate

    Complistaff - New York

    facingThe successful candidate will Assist in drafting Compliance Manuals/Code of EthicsAssist with Annual ... file NFA, Edgar and Blue Sky Assist with training junior compliance analystsPlease present with strong communications...

    30+ days ago from Doostang

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