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Compliance Search International jobs - New York City, NY

Viewing 1 - 10 of 1,416 jobs

  • Senior Compliance Officer, Asset Management Division (Global Investment Bank)

    Compliance Search Group - New York City, NY

    will provides compliance support and guidance to the chief compliance officer on issues involving the Investment ... Perform filings with FINRA. Work closely with the Chief Compliance Officer of the Asset Management Division to...

    5 days ago from eFinancial Careers

  • Capital Market Attorney with 4-5 years of corporate experience

    BCG Attorney Search - New York City, NY

    placements and other securities offerings, including compliance with, and reporting under, the 1933 Act and 1934 ... regional. Very much substance over form, this firm boasts international clientele and a sizable New York office...

    21 days ago from BCG Attorney Search

  • Compliance Analyst - Associate / Senior Associate

    Compliance Search Group - New York City, NY

    International Settlements for FX trading, seeks a Corporate Compliance Analyst to join their New York Office. ... services THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing...

    30+ days ago from The Ladders

  • Mid-level Corporate attorney with capital markets and transactions experience

    BCG Attorney Search - New York City, NY

    working on capital markets and securities transactions and compliance matters. "This large international New York law ... and regulatory affairs, health law, intellectual property, international, litigation and tax. This firm offers...

    21 days ago from BCG Attorney Search

  • Senior Compliance Manager

    Compliance Search Group - New York City, NY

    Senior Compliance Manager- Fixed Income Advisory Coverage An International investment bank seeks a Global Banking and ... Dodd-Frank regulations essential. THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in...

    30+ days ago from The Ladders

  • KYC Compliance Officer

    Michael Page International - US - New York City, NY

    procedures. Assists in revising KYC procedures with Compliance Department management as needed. Conducts ... Profile KYC Compliance Officer Requirements 3-4 years of experience in Compliance, particularly KYC BA Required OFAC/BSA...

    17 days ago from eFinancial Careers

  • Equities Compliance Derivatives Analyst

    Compliance Search - New York City, NY

    initiatives Project managing various business projects with Compliance implications Displaying willingness to network, ... or international equivalent 2+ years of experience in Compliance or comparable role in Investment Banking Industry...

    30+ days ago from Doostang

  • Mid-level M&A Attorney with corporate experience

    BCG Attorney Search - New York City, NY

    and analysis and providing advice to support U.S. and international corporate and financial transactions, on ... technology, metals and mining, sovereign government and international institutions, banking and financial, airlines,...

    21 days ago from BCG Attorney Search

  • Mutual Fund Compliance Analyst

    Michael Page International - US - Manhattan, NY

    analysis and reporting related to the 1940 Act Funds Compliance Program Provide periodic compliance reporting to ... Experience with compliance matters related to the following is a plus: Sub-advisory Compliance and/or UCITS Regulatory C...

    29 days ago from eFinancial Careers

  • Associate Director, Drug Safety

    Scientific Search - New York City, NY

    routine signal detection and safety surveillance Ensure compliance with corporate and departmental standard operating ... disseminating, and reporting safety information in compliance with global regulations Experience with preparation...

    1 day ago from ZipRecruiter