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Compliance Search Group jobs - White Plains, NY

Viewing 1 - 10 of 227 jobs

  • Consumer Banking Compliance Examiner

    Compliance Search Group - New York City, NY

    activities, ascertaining adherence to and compliance with consumer protection laws and regulations that ... and remediation of mortgage related compliance risks found during the assessment process. •Track and...

    1 day ago from eFinancial Careers

  • Vice President Consumer Compliance Generalist

    Compliance Search Group - New York City, NY

    initiatives, compliance monitoring and dual employment compliance branch reviews. Responsibilities: • Offer ... in compliance monitoring activities • Assist the on compliance-related business impact analyses, driven by changes to...

    3 days ago from The Ladders

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer and work side-by-side with other compliance professionals and other employees by performing, ... personal trading compliance software, such as Star Compliance or SunGard Protegent PTA • Very strong organizational,...

    21 days ago from The Ladders

  • Capital Markets Attorney with 3-5 years of corporate experience

    BCG Attorney Search - New York City, NY

    as with advising public companies on ongoing securities compliance and disclosure (13D/G, Section 16, etc.), ... law reporting obligations and related regulatory and compliance matters. The principal law office is located in...

    21 days ago from BCG Attorney Search

  • Compliance Alternative, Director

    Compliance Search Group - New York City, NY

    Job Responsibilities: • Assist in the development and/or revising procedures designed to ensure compliance with the Inve ... Qualifications: • Minimum of 5 years of experience in securities compliance with a mutual fund and/or investment adviser...

    24 days ago from The Ladders

  • Anti - Money Laundering Remote Deposit Capture - Compliance Director

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from The Ladders

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    for travel THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Control Room Compliance Officer AVP

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... Compliance manuals, and Compliance procedures. • Strong organizational and project management skills and...

    30+ days ago from The Ladders

  • Vice President Dual Employment Branch Review Team Specialist

    Compliance Search Group - New York City, NY

    Branch Review Team Specialist to perform consumer compliance assessments related to Wealth Management ... activities, ascertaining adherence to and compliance with consumer protection laws and regulations that...

    3 days ago from The Ladders

  • Manager / Director, Regulatory Risk

    Compliance Search Group - New York City, NY

    risk spectrum. Responsibilities: • Provide regulatory compliance advisory services to financial institutions in the ... related work experience in technology compliance. • Bachelor's degree from an accredited college/university. •...

    3 days ago from The Ladders