Compliance Search Group jobs - White Plains, NY

Viewing 1 - 10 of 50 jobs

• Compliance Analyst - Employee Trading

  Compliance Search Group - New York, NY

  Compliance Analyst - Employee Trading A top-tier ratings agency, seeks a Compliance Analyst to assist, manage and ... support such as the preparation of Compliance training materials • Ongoing liaison with the business and...

  6 days ago from TheLadders.com

• Senior Position within Political Law Compliance

  Compliance Search Group - New York, NY

  execute and manage various aspects of the Political Law Compliance function. This will include responsibility for ... • Coordinate with the firm’s Municipal Finance Compliance staff relating to the firm’s political contributions...

  26 days ago from TheLadders.com

• Senior Compliance Auditor

  Compliance Search Group - New York, NY

  Senior Compliance Auditor Our client, a top-tier ratings agency, seeks a Senior Compliance Auditor. Within this position ... •Experienced compliance or internal auditor, compliance monitoring professional or regulatory examiner with an...

  6 days ago from TheLadders.com

• Bank Compliance Officer, AVP

  Compliance Search Group - New York, NY

  testing program. o Ongoing management and execution of compliance monitoring activities on a risk-assessed basis ... o Performing special projects assigned by the Local Compliance Officer or Chief Compliance Officer.

  6 days ago from TheLadders.com

• VP - Compliance Officer - Swap Dealer

  Compliance Search Group - New York, NY

  global CCO Compliance Program for Swap Dealers to ensure compliance with all applicable regulatory requirements.Swap ... • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floo...

  6 days ago from TheLadders.com

• Vice President / Assist Manager Regulatory Inquiry Group

  Compliance Search Group - New York, NY

  The candidate would act as the Assistant Manager for the group that researches, analyzes and responds to regulatory ... and operations personnel, external and internal counsel, compliance coverage, etc., as required to investigate,...

  30+ days ago from TheLadders.com

• Compliance Examiner - Capital Markets

  Compliance Search Group - Stamford, CT

  Compliance Examiner – Capital Markets Our client, a top-tier global investment bank is seeking a Compliance Examiner. ... or material weakness identified. Assist with other Compliance related projects as needed. Assist in supporting...

  19 days ago from TheLadders.com

• Central Compliance Officer VP

  Compliance Search Group - New York, NY

  Central Compliance Officer – VP Our client, a major investment banking firm seeks a Central Compliance Officer to lead ... (BAU) procedures for the various groups within Central Compliance. The functions of the Central Compliance team...

  19 days ago from TheLadders.com

• Sr. Global Anti-Money Laundering AML Operations

  Compliance Search Group - New York, NY

  at all levels • Manage Communications Network, a group of regional representatives tasks with various communications ... monthly Archer data collection process, and Compliance end-to-end metrics project Qualifications: •...

  6 days ago from TheLadders.com

• Financial Crime Compliance - Enhanced Due Diligence

  Compliance Search Group - New York, NY

  of clear and concise written recommendations to compliance management outlining any potential risks uncovered ... projects and initiatives related to the Financial Crime Compliance program, e.g., policies and procedures, risk...

  30+ days ago from TheLadders.com