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Compliance Search Group jobs - Tarrytown, NY

Viewing 1 - 10 of 568 jobs

  • Vice President Compliance Policies and Procedures

    Compliance Search Group - New York City, NY

    The Candidate will be part of an Institutional Securities Group Americas Regulatory Counsel/Policies & Procedures Gr ... The group also coordinates the drafting, publication, and updating of compliance policies and procedures...

    1 day ago from TheLadders.com

  • Compliance Officer-Institutional Client Group Testing

    Compliance Search Group - Newark, NJ

    • Prior extensive experience within a control function such as Compliance, audit/examination that would provide a strong ... bank seeks a Senior Compliance Officer who will be part of the firm’s Institutional Client Group (ICG) testing...

    6 days ago from eFinancial Careers

  • Surveillance Data Architect

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    1 day ago from TheLadders.com

  • Assistant Vice President Compliance (AML/BSA)

    Pelham Berkeley Search - New York City, NY

    Top Financial Institution seeks Assistant Vice President Compliance (AMLBSA). In this this high profile role you will ... Compliance OFAC Reporter. Assistant Vice President AVP Compliance BSA AML OFAC and KYC systems OFAC prime visual...

    4 days ago from Dice

  • Director of Operations

    Pinnacle Search Group - Paterson, NJ

    and staff in order to meet company objectives. -Enforce compliance of all company policies and procedures, safety rules, and governmental regulations. -Support and maintain critical vendor relations. -Communicate company strategy and...

    2 days ago from JobsInLogistics.com

  • Chief Compliance Officer & Counsel – Mutual Fund and Asset Management

    Compliance Search Group - New York City, NY

    Management State/Location: New York, NY Company: The Compliance Search Group Contact: Please email your resume to ... The Chief Compliance Officer will be responsible for overseeing and managing the full Compliance program...

    6 days ago from eFinancial Careers

  • Operations & Transportation Director

    Pinnacle Search Group - Paterson, NJ

    and staff in order to meet company objectives. -Enforce compliance of all company policies and procedures, safety rules, and governmental regulations. -Support and maintain critical vendor relations. -Communicate company strategy and...

    3 days ago from JobsInLogistics.com

  • Compliance Surveillance Senior Manager- Global Bank

    Compliance Search Group - New York City, NY

    The candidate will build and manage the regional Compliance surveillance function, including: • Documenting local ... metrics for distribution to Compliance and business management. Qualifications: • Extensive experience in building...

    6 days ago from eFinancial Careers

  • Operations Manager

    Pinnacle Search Group - Rutherford, NJ

    and staff in order to meet company objectives. -Enforce compliance of all company policies and procedures, safety rules, and governmental regulations. -Support and maintain critical vendor relations. -Communicate company strategy and...

    3 days ago from JobsInLogistics.com

  • Fixed Income Information Barriers Compliance

    Compliance Search Group - New York City, NY

    of experience providing control group, capital markets, trading or banking compliance coverage in-house, or working in ... bank seeks a Senior Compliance Officer- Control Group who will primary focus on the distressed debt desk, loans trading...

    6 days ago from eFinancial Careers

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