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Compliance Search Group jobs - Tarrytown, NY

Viewing 1 - 10 of 308 jobs

  • SVP Compliance 175-200K+

    Pelham Berkeley Search - New York, NY

    seeks Compliance Senior Vice President . In this executive Compliance role you will revise and implement the compliance ... in Compliance including extensive experience managing Compliance monitoring andor testing understanding of foreign...

    1 day ago from Dice

  • Head Compliance, Transaction Banking Americas

    Standard Chartered Bank - Manhattan, NY

    the compliance process for the Transaction Banking product group. *To focus on regulatory and compliance risk and ... *Promote the culture and practice of organizational compliance / conduct of business compliance standards within the Ban...

    1 day ago from eFinancial Careers

  • SVP Compliance

    Pelham Berkeley Search - New York City, NY

    seeks Compliance Senior Vice President . In this executive Compliance role you will revise and implement the compliance ... in Compliance including extensive experience managing Compliance monitoring and/or testing understanding of foreign...

    3 days ago from ZipRecruiter

  • COMPLIANCE OFFICER - COMMUNICATION SURVEILLANCE & MONITORING

    Network Esc (a Division of Network Temps, Inc.) - New York City, NY

    and implement Compliance Monitoring programs to ensure compliance with regulatory requirements v Responsible for ... and make recommendations for remediation of existing compliance practices v Perform testing of compliance and...

    8 hours ago from ZipRecruiter

  • VP Compliance Capital Markets and Alternative Investments

    Shulman Fleming & Partners - New York City, NY

    Provide compliance support for the Solutions and Trading Group within Asset Wealth Management/Private Client Services ... *Advising business persons on regulatory and compliance requirements *Drafting, updating, and ensuring...

    3 days ago from ZipRecruiter

  • Jr. IT Security Analyst - perm role

    Cns Search Group - New York

    compilation of evidence in preparation for any audit, compliance or client request for information Assist in documenting and updating information security standards and procedures. Assists with security awareness training activities as...

    1 day ago from ZipRecruiter

  • HR Manager for Fortune 500 Company

    Global Executive Search Firm - Purchase, NY

    performance management, compensation analysis, legal compliance, etc. Key Responsibilities: Analyze and understand ... Provide advice and tactical direction to functional group and leadership on matters pertaining to compensation...

    20 hours ago from ZipRecruiter

  • Chief Compliance Officer- Investment Advisor (00961584)

    Compliance Search Group - New York City, NY

    * Job Type: Permanent, Full time * Company: The Compliance Search Group, LLC * Updated on: 04 May 15 A large successful ... experience in compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience...

    20 hours ago from eFinancialCareers Ltd

  • Compliance Officer- Examinations

    Compliance Search Group - New York City, NY

    and other preventive measures. Qualifications: Compliance examinations or compliance surveillance background ... Experience must include creating and executing compliance test procedures, including statistical sampling methods,...

    1 day ago from eFinancial Careers

  • Chief Compliance Officer- Investment Advisor

    Compliance Search Group - New York City, NY

    Support the Corporate Chief Compliance Officer (CCO) on compliance strategic initiatives and all compliance matters ... experience in compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience...

    1 day ago from eFinancial Careers

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