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Compliance Search Group jobs - Stamford, CT

Viewing 1 - 10 of 197 jobs

  • Control Room Compliance Officer AVP

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... Compliance manuals, and Compliance procedures. • Strong organizational and project management skills and...

    12 days ago from The Ladders

  • Compliance Alternative, Director

    Compliance Search Group - New York City, NY

    S/he will ideally possess extensive experience in securities compliance with a mutual fund and/or investment advisory wi ... Qualifications: • Minimum of 5 years of experience in securities compliance with a mutual fund and/or investment adviser...

    3 days ago from eFinancial Careers

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    for travel THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Capital Markets Attorney with 3-5 years of corporate experience

    BCG Attorney Search - New York City, NY

    as with advising public companies on ongoing securities compliance and disclosure (13D/G, Section 16, etc.), ... law reporting obligations and related regulatory and compliance matters. The principal law office is located in...

    22 days ago from BCG Attorney Search

  • Anti - Money Laundering Remote Deposit Capture - Compliance Director

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from The Ladders

  • Personal Account Dealing Officer, VP

    Compliance Search Group - New York City, NY

    Account Dealing Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... statistical reporting to management, annual compliance acknowledgements and certifications, responding to all external...

    12 days ago from The Ladders

  • Credit Risk - Vice President

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from The Ladders

  • Vice President - Risk Assessment Specialist

    Compliance Search Group - New York City, NY

    • Experience with compliance risk assessments (identification of risks and controls) a plus • Strong knowledge of US sanctions/OFAC regime • Working knowledge of banking products & services • Strong analytical and investigative skills •...

    30+ days ago from The Ladders

  • Equity Derivatives Counsel

    Compliance Search Group - New York City, NY

    A Global financial institution seeks an experienced attorney to join the New York Legal Department as Counsel who will focus on equity derivatives. Will be responsible for standard market equity derivatives, derivatives related proprietary...

    30+ days ago from The Ladders

  • Vice President - Qualitative Data Analytic Manager

    Compliance Search Group - New York City, NY

    KYC rules across the entire Group. In this context, Group Compliance has installed a permanent, robust US-based ... to sanctions issues applicable • Performing a Group-wide advisory function and supplying advice to business and...

    30+ days ago from The Ladders