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Compliance Search Group jobs - Parsippany, NJ

Viewing 1 - 10 of 67 jobs

  • Director, Compliance - Back Office Operations

    Compliance Search Group - Jersey City, NJ

    and an auditor’s curiosity to help drive the firm’s compliance assessment program. This position requires excellent ... and end to end assessments) for purpose of validating compliance with SEC, FINRA, other SROs requirements and...

    10 days ago from The Ladders

  • Senior Audit Manager

    The Execu|Search Group - New York City, NY

    of experience in areas related to Banking regulations, Compliance programs, local standards, and Internal Policies ... Degree in a related field * Knowledge of Financial Services Compliance regulations, standards, and standard business...

    30+ days ago from Execu-Search

  • Head of Regulatory, Core and Marketing Compliance

    The Execu|Search Group - New York City, NY

    their growing staff. Reporting directly to the Global Chief Compliance Officer and the Chief Compliance for the ... Ethics, Anti-Money Laundering, and Financial Crimes compliance * Lead initiatives to enhance the firm’s compliance...

    30+ days ago from Execu-Search

  • Director, Compliance Assessments - Capital Markets

    Compliance Search Group - Jersey City, NJ

    and an auditor’s curiosity to help drive the firm’s compliance assessment program. Primary Responsibilities -Develop ... including but not limited to, capital markets compliance subject matter. -Excellent interpersonal and written and...

    10 days ago from The Ladders

  • Director, Compliance Assessments- Regulatory

    Compliance Search Group - Jersey City, NJ

    program. Responsibilities -Develop and perform compliance reviews (rule based and end to end assessments) for ... as well as Firm policies -Develop and perform targeted compliance assessments -Provide comprehensive written and verbal...

    10 days ago from The Ladders

  • Pega Lead Systems Architect - Baskingridge

    UnitedHealth Group - Basking Ridge, NJ

    suggestions with proof-based technical reasoning Insures compliance with coding standards, UI standards and Corporate ... Diversity creates a healthier atmosphere: UnitedHealth Group is an Equal Employment Opportunity/Affirmative Action...

    10 days ago from UnitedHealth Group

  • Senior Audit Manager - Compliance & ORC Audit

    The Execu|Search Group - New York City, NY

    for a promising Senior Management opportunity within their Compliance & ORC division. The Senior Audit Manager will be ... for: * Developing a forward-looking view of governance, compliance and operational risks * Driving the audit...

    30+ days ago from Execu-Search

  • VP-Advisory Compliance Officer

    Jack Kelly - the Compliance Search Group - New York City, NY

    Responsibilities: • The VP / Advisory Compliance Officer for Portfolio Management (PM) and Debt Capital Markets (DCM) wi ... (e.g., team meetings; one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the respective...

    30+ days ago from The Ladders

  • Online Marketing Manager/Digital Marketing Manager/Producer - SEO/SEM analytics, web, social media

    Marcum Search - New York City, NY

    The Digital Marketing Manager/Producer will need to build relationships within Group, IT, Corporate Communications and 3 ... principles and technologies Must have experience with search engine marketing (SEM) principles and application on...

    28 days ago from CareerBuilder

  • Audit Manager - Consumer Compliance

    The Execu|Search Group - New York City, NY

    Consumer Compliance division. In this role, the Consumer Compliance Audit Manager develops and executes a robust ... subject matter expertise regarding consumer regulatory compliance control disciplines * Solid business...

    30+ days ago from Execu-Search