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Compliance Search Group jobs - New York City, NY

Viewing 1 - 10 of 95 jobs

  • Bank Group Compliance Testing Vice President

    Compliance Search Group - New York City, NY

    firm is seeking a Compliance Testing Officer to execute compliance testing covering bank regulations including ... compliance advisory teams, FHC Monitoring and Testing Group and Internal Audit -Remain current on industry rules,...

    7 hours ago from The Ladders

  • Senior Audit Manager, Group Functions & Risk Technology

    Compliance Search Group - New York City, NY

    and lone technology audits for applications supporting Group Functions & Risk. To maintain stakeholder ... Will be reporting to Portfolio Head of Audit, Group Functions & Risk Technology Portfolio Head of Audit, and Group Funct...

    7 hours ago from The Ladders

  • Compliance Officer

    Compliance Search Group - New York City, NY

    A major investment firm is seeking a Compliance Officer who will be in charge of Private Transactions Compliance and ... This person’s main focus is the overseeing of Indian compliance for various in-sourcing arrangements conducted in...

    7 hours ago from The Ladders

  • Compliance Analyst - Hedge Funds

    Kforce Inc. - New York City, NY

    RESPONSIBILITIES: A Global Invesment Management Group is in search of a Compliance Analyst for its global credit and ... in compliance testing of trading operations. 1940 Act Compliance experience is a plus and loans product knowledge...

    8 hours ago from CareerBuilder

  • Consumer Banking Compliance Examiner

    Compliance Search Group - New York City, NY

    activities, ascertaining adherence to and compliance with consumer protection laws and regulations that ... and remediation of mortgage related compliance risks found during the assessment process. •Track and...

    7 hours ago from The Ladders

  • Asset Management Compliance Director

    Compliance Search Group - New York City, NY

    compliance and regulatory background to join as a Director, Compliance Officer. The Compliance Officer will work with ... compliance program with a focus on ERISA, private fund compliance and compliance matters under the Commodity Exchange...

    7 hours ago from The Ladders

  • Compliance Monitoring and Testing

    Compliance Search Group - New York City, NY

    A leading global insurance organization seeks a Compliance Operations Analyst to execute quality assurance related ... S/he will execute various operational components of the global Compliance Monitoring and Testing program including assis...

    7 hours ago from The Ladders

  • AVP, Banking Compliance Training Manager

    Compliance Search Group - New York City, NY

    Compliance Training Lead in designing and delivering a compliance training within the firms. IHC / Banking Compliance ... •Work with the IHC / Banking Compliance Training Lead to identify banking regulations compliance training needs in conju...

    7 hours ago from The Ladders

  • Chief Compliance Officer / Legal Counsel

    Compliance Search Group - New York City, NY

    employee compliance with those policies and procedures • Organize and perform regular compliance training ... Firm’s compliance program related to on-going Dodd-Frank compliance initiatives, including CFTC and SEC compliance, and...

    7 hours ago from The Ladders

  • Junior Accountant - Cosmetics

    Glocap Search - New York City, NY

    board meetings - Develop internal controls and ensure compliance with divisional accounting policy and procedures. ... forecasting, financial planning, strategic initiatives and compliance. - Assist w/ various cash flow analyses -...

    7 hours ago from The Ladders