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Compliance Search Group jobs - New York City, NY

Viewing 1 - 10 of 1,628 jobs

  • Investment Banking Compliance Officer-VP

    Compliance Search Group - New York City, NY

    • Provide regulatory/compliance training. • Assist the business implement and document various ... • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high pre...

    2 days ago from eFinancial Careers

  • Private Client Compliance Executive

    Compliance Search Group - New York City, NY

    Compliance Executive A well respected top bank seeks a compliance professional for their private client brokerage ... and most trusted executive search firm in the nation specializing in the recruitment of Compliance, Legal,...

    1 day ago from The Ladders

  • Compliance Director - Electronic Communications Surveillance

    Compliance Search Group - New York City, NY

    The regional Compliance Electronic Communication teams administer the firm's electronic communications surveillance ... • Strong technical knowledge of compliance regulations (with a concentration in electronic communications...

    2 days ago from eFinancial Careers

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    He/she will work independently, and in conjunction, with members of the Compliance team to mitigate risk to the Firm and ... The Senior Compliance Analyst will lead problem resolution, process improvement efforts and facilitate compliance with r...

    2 days ago from eFinancial Careers

  • Senior Engineer/Architect - Cloud Search & Analytics

    Genesis10 - New York, NY

    is seeking a Senior EngineerArchitect for the Cloud Search Analytics team. This is a full-time position in New ... in our client39s Enterprise group developing a cloud-based compliance archiving service, eDiscovery tools and real-time...

    10 days ago from Dice

  • Compliance Monitoring and Testing - AVP

    Compliance Search Group - New York City, NY

    Advisory Act of 1940, and Compliance THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    3 days ago from The Ladders

  • Compliance Director- Sales Practice

    Compliance Search Group - New York City, NY

    ongoing project management for core business compliance initiatives • Advise and support Compliance Testing in ... and establishing the compliance framework for retail sales practices, compliance policy development and...

    2 days ago from eFinancial Careers

  • IT Security Compliance Manager

    Princeton Information - Montvale, NJ

    including but not limited to continuous monitoring of compliance, audit facilitation, remediation tracking, and ... collaborate with various groups across the Firm to assure compliance with firm approved policies and controls...

    25 days ago from Dice

  • Compliance Professional - Policies and Procedures/Regulatory Counsel Group

    Leading Global Financial Services Firm - New York City, NY

    and issuance of compliance policies and procedures. The group tracks key regulatory developments from the SEC, ... Work with Compliance, Legal and Risk coverage to finalize new and revised Compliance Policies, Notices, Manuals and Supe...

    13 days ago from IvyExec

  • Sports Media - Manager, Accounting & Compliance - Sports Group

    WorkInSports - Stamford, CT

    and simplification initiatives • Manage NBC Sports Group compliance programs, including SOX, Internal Audits, T&E ... If you get an error message, go to http://www.nbcunicareers.com/ and search for this job using requisition # 19398BR.- W...

    30+ days ago from WorkInSports.com

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