Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 26 jobs

• VP - Regulatory Compliance

  Compliance Search Group - New York, NY

  The candidate will be responsible for Regulatory Compliance’s Customer Complaint and Annual Compliance Report Process as ... inquiries and examinations and preparing annual Compliance Reports Preferred Qualifications • Demonstrated...

  7 days ago from TheLadders.com

• Compliance Director- AML Investigations

  Compliance Search Group - New York, NY

  Compliance Director - AML Investigations Top-tier private bank seeks a Compliance Director of AML Investigations to ... as required. - Interact with Senior Management on the Compliance, Legal and business sector concerning AML issues...

  7 days ago from TheLadders.com

• Director, Head of Investment Advisory Compliance

  Compliance Search Group - New York, NY

  and manage IA Compliance Program. • Supervise the IA compliance unit. Report directly to the IA Chief Compliance ... custody relationships, and interact with other Compliance Units on various compliance related issues and projects...

  13 days ago from TheLadders.com

• Bank Testing Compliance Officer

  Compliance Search Group - New York, NY

  Bank Testing Compliance Officer Global investment bank seeks a person to join a team of Compliance Officers charged with ... Minimum of ten years of compliance and/or regulatory experience, with knowledge of the financial service industry, regul...

  30+ days ago from TheLadders.com

• Banking Compliance VP

  Compliance Search Group - New York, NY

  with coordinating internal & external auditors monitoring compliance issues. Serve a Bank liaison with federal ... to include providing requested information. Assess current compliance polices, including employee related policies and...

  30+ days ago from TheLadders.com

• Compliance Officer - Analytics

  Compliance Search Group - New York, NY

  the development and management of Compliance Metrics. The Compliance Metrics Analyst mines data from multiple data ... of compliance risk issues Good team player who values group collaboration Excellent research and analytic skills...

  30+ days ago from TheLadders.com

• Compliance Director - Consumer Compliance Training

  Compliance Search Group - New York, NY

  Compliance Director - Consumer Compliance Training Responsibilities: - Manage and develop compliance training strategy, ... consumer businesses and compliance professionals. - Manage compliance training strategy for consumer banking...

  30+ days ago from TheLadders.com

• Compliance Risk Manager

  Compliance Search Group - New York, NY

  Compliance Risk Manager Our client, a top-tier global financial services firm seeks a Compliance Risk Manager who will ... with GLRC General Counsel and senior managers across Compliance, Regulatory, Litigation, Secretarys Office, etc.

  30+ days ago from TheLadders.com

• Anti-Money Laundering Surveillance Optimization Manager

  Compliance Search Group - New York, NY

  regional coverage teams. Qualifications : 6+ years of AML Compliance and Bank Secrecy Act experience 4+ years of investigations including AML or Fraud 2+ years of project management Preferred Qualifications: Strong understanding of AML and...

  30+ days ago from TheLadders.com

• Anti-Money Laundering Officer

  Complaince Search Group - New York, NY

  Our client seeks a Global Anti-Money Laundering Compliance Officer. This position is in the Global Consumer Bank ... regulatory programs, involving operations, technology, compliance and the business Highly intellectual in character...

  30+ days ago from TheLadders.com