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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 82 jobs

  • Vice President Compliance Policies and Procedures

    Compliance Search Group - New York City, NY

    The Candidate will be part of an Institutional Securities Group Americas Regulatory Counsel/Policies & Procedures Gr ... The group also coordinates the drafting, publication, and updating of compliance policies and procedures...

    4 days ago from TheLadders.com

  • Compliance Change Officer - AVP

    Compliance Search Group - New York City, NY

    and management of key work streams within the Compliance Programme • Support the “Compliance Programme” Change ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    18 days ago from TheLadders.com

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    developments. • Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    11 days ago from TheLadders.com

  • COMPLIANCE & REGULATORY LITIGATION ASSOCIATE / Leading Legal Recruiting And Staffing Company

    Lexacount - New York City, NY

    required education: Bachelor's Degree Job category: Firm Search is seeking Senior and Mid-level Litigation Associates ... Internal Investigations and Corporate Governance practice group Sunshine Act and global transparency also desirableS...

    30+ days ago from Doostang

  • Sanctions Quality Assurance - Compliance Officer - VP

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    18 days ago from TheLadders.com

  • Wealth and Investment Management Compliance

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    18 days ago from TheLadders.com

  • Equities Trading Floor Compliance - VP

    Compliance Search Group - New York City, NY

    In addition, the candidate will: • Lead the Compliance Advisory program to assess the regulatory/compliance controls of ... environment; THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    18 days ago from TheLadders.com

  • Compliance - Distressed Debt, Loan Trading

    Compliance Search Group - New York City, NY

    of experience providing control group, capital markets, trading or banking compliance coverage in-house, or working in ... COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    18 days ago from TheLadders.com

  • Hedge Fund + Private Banking Compliance

    Compliance Search Group - New York City, NY

    Our Client, a top tier bank, is looking for a Compliance officer to help with the compliance of all of the funds work ... • Oversee compliance monitoring testing for compliance to regulations and internal company policies • Managing...

    22 days ago from TheLadders.com

  • Enhanced Due Diligence - Compliance Analyst

    Compliance Search Group - New York City, NY

    and Investigations team. Responsibilities: Advise compliance management on potential client risk by conducting ... languages Proven track record in a Financial Crime Compliance environment Excellent negotiating and interpersonal...

    22 days ago from TheLadders.com

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