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Compliance Search Group jobs - New York, NY

Viewing 31 - 40 of 409 jobs

  • Manager/VP, Fixed Income Compliance Generalist (00832310)

    Lloyds Bank - New York City, NY

    * Back to Search Results * Next * Previous Manager/VP, Fixed Income Compliance Generalist * Salary: Competitive * Locati ... inquiries • Monitor and ensuring compliance by associated persons with FINRA licensing requirements and compliance with...

    1 day ago from eFinancialCareers Ltd

  • Compliance VP/Director - Delta One (00815705)

    Michael Page International - US - New York City, NY

    * Back to Search Results * Next * Previous Compliance VP/Director - Delta One * Salary: 150,000 - 250,000 * Location: Ne ... proven track record in a Markets/Delta One focussed Compliance group. A strong academic background is required, ideally...

    2 days ago from eFinancialCareers Ltd

  • AVP Compliance Risk Review (00013793)

    Forum Group - New York City, NY

    * Back to Search Results * Next * Previous AVP Compliance Risk Review * Salary: Base salary, bonus and benefits * ... * Performing on-site compliance reviews to: * Validate compliance against established policies and procedures and...

    2 days ago from eFinancialCareers Ltd

  • Broker Dealer Compliance - Fixed Income (00815689)

    Michael Page International - US - New York City, NY

    * Back to Search Results * Next * Previous Broker Dealer Compliance - Fixed Income * Salary: 120,000-150,000 * Location: ... a mid-senior level compliance professional to assist Chief Compliance Officer with the U.S. broker-dealer business.

    2 days ago from eFinancialCareers Ltd

  • Compliance Officer - Asset Management (00815706)

    Michael Page International - US - New York City, NY

    * Back to Search Results * Next * Previous Compliance Officer - Asset Management * Salary: 150,000 - 220,000 * Location: ... support to the Alternatives businesses • Represent compliance in new product approval process which includes...

    2 days ago from eFinancialCareers Ltd

  • Compliance Auditor IV (00828699)

    Santander Bank, N.A. - New York City, NY

    * Back to Search Results * Next * Previous Compliance Auditor IV * Salary: competitive * Location: New York, NY, USA * ... For more information about the Santander Group, visit http://www.santander.com...

    2 days ago from eFinancialCareers Ltd

  • Chief Compliance Officer Mutual Fund (00815690)

    Michael Page International - US - New York City, NY

    * Back to Search Results * Next * Previous Chief Compliance Officer Mutual Fund * Salary: 175,000-300,000 * Location: ... * Analyst TMT (Investment Banking Division) * Chief Compliance Officer- Global Bank * Senior Compliance officer-...

    2 days ago from eFinancialCareers Ltd

  • Director Compliance (00831767)

    Natixis North America - New York City, NY

    * Back to Search Results * Next * Previous Director Compliance * Salary: competetive * Location: New York, NY, USA * Job ... Aug 14 Core Compliance Director reports to the Head of Core Compliance of Natixis.The team provides advice and support...

    2 days ago from eFinancialCareers Ltd

  • Compliance Officer II Job (00824159)

    BNY Mellon - New York City, NY

    * Back to Search Results * Next * Previous Compliance Officer II Job * Salary: Competitive * Location: New York, NY, USA ... Compliance Officer in the Fund Chief Compiance Officer Group which supports the Dreyfus Fund Chief Compliance...

    2 days ago from eFinancialCareers Ltd

  • Solutions Specialist-Regulatory Compliance (00820906)

    Moody's - New York City, NY

    * Back to Search Results * Next * Previous Solutions Specialist-Regulatory Compliance * Salary: Competitive * Location: ... abreast of latest trends in the regulatory compliance markets (regulations, competitive products, etc.) ·Work with...

    2 days ago from eFinancialCareers Ltd

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