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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 318 jobs

  • Investment Banking Compliance Officer-VP

    Compliance Search Group - New York City, NY

    • Provide regulatory/compliance training. • Assist the business implement and document various ... • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high pre...

    2 days ago from eFinancial Careers

  • Private Client Compliance Executive

    Compliance Search Group - New York City, NY

    Compliance Executive A well respected top bank seeks a compliance professional for their private client brokerage ... and most trusted executive search firm in the nation specializing in the recruitment of Compliance, Legal,...

    1 day ago from The Ladders

  • Compliance Director - Electronic Communications Surveillance

    Compliance Search Group - New York City, NY

    The regional Compliance Electronic Communication teams administer the firm's electronic communications surveillance ... • Strong technical knowledge of compliance regulations (with a concentration in electronic communications...

    2 days ago from eFinancial Careers

  • Senior Compliance Analyst

    Compliance Search Group - New York City, NY

    He/she will work independently, and in conjunction, with members of the Compliance team to mitigate risk to the Firm and ... The Senior Compliance Analyst will lead problem resolution, process improvement efforts and facilitate compliance with r...

    2 days ago from eFinancial Careers

  • Compliance Monitoring and Testing - AVP

    Compliance Search Group - New York City, NY

    Advisory Act of 1940, and Compliance THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    3 days ago from The Ladders

  • Compliance Director- Sales Practice

    Compliance Search Group - New York City, NY

    ongoing project management for core business compliance initiatives • Advise and support Compliance Testing in ... and establishing the compliance framework for retail sales practices, compliance policy development and...

    2 days ago from eFinancial Careers

  • Project Manager-Senior Compliance Analyst

    Major International Bank - Jersey City, NJ

    of the highest risk clients, ad-hoc searches, Business Compliance or Business referrals, AML Legal referrals, TRP referrals, product-specific developments, industry trends, and referrals from external sources (e.g., law enforcement,...

    3 days ago from IvyExec

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    for maintaining, improving and implementing Global X’s Compliance Manual. Other duties include conducting compliance ... degree required THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    3 days ago from The Ladders

  • Control Room and Research Compliance

    Compliance Search Group - New York City, NY

    Control Room Research Compliance A well-regarded financial services firm seeks a Control Room and Compliance Research ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    3 days ago from The Ladders

  • SAP Program Mgr

    Magee Resource Group (mri) - New York, NY

    and emerging products, back-office efficiencies, and compliance. Additionally, this person will perform in an ... analysts with responsibilities including project delivery compliance, portfolio management, and continuous...

    10 hours ago from Dice

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