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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 170 jobs

  • Asset & Wealth Management Legal Group –Product & Regulatory Position

    Compliance Search Group - New York City, NY

    working closely with the relevant Business units, the Compliance Department and other parts of the Legal ... in the US. Advising the Alternatives and Real Assets group (ARA) within the AWM Division on the development,...

    5 days ago from eFinancial Careers

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... Qualifications BA/BS required, JD Preferred.• 10 plus years compliance or other applicable experience...

    5 days ago from eFinancial Careers

  • Senior Compliance Analyst - Commodities, Futures, Energy Compliance.

    Compliance Search Group - New York City, NY

    and trades. There will be significant interaction with the compliance team, legal, and the Corporate Derivatives Group. ... will work with minimum supervision.Responsibilities include Compliance Testing, Training, providing guidance to the...

    5 days ago from eFinancial Careers

  • IT Project Manager - Regulatory/Compliance

    Princeton Information - New York, NY

    strong project management experience, ideally from either a compliance or regulatory background and experience working ... or PMI Certification Working Experience in regulatory or compliance domain projects. Knowledge of Information...

    3 hours ago from Dice

  • IT Business/Data Analyst -- Legal and Compliance

    Software Guidance & Assistance - New York, NY

    Responsibilities: Business Analyst working with Legal and Compliance group. Acts as an intermediary between the ... close is required, Testing Strategy Industry regulation and compliance knowledge is a plus SGA is a Certified Women's...

    5 days ago from Net-Temps

  • Compliance Analyst

    Judge Group - New York City, NY

    Enterprise-Wide Staffing and Corporate Training. The Judge Group has long believed in strong companies and the talented ... (e.g., media search results, copies of statements/check, results from internal system searches, transactional analysis e...

    2 days ago from ZipRecruiter

  • Compliance Analyst - Hedge Funds

    Kforce Inc. - New York City, NY

    A Global Invesment Management Group is in search of a Compliance Analyst for its global credit and distressed ... business. This associate will be responsible for the compliance testing, reconciliation, and portfolio reporting...

    4 days ago from Money Jobs

  • Core Compliance / Trade Surveillance Project Lead [[textspin:]]

    Contemporary Personnel Staffing - New York City, NY

    Investment Management and Investor Services seeks a Core Compliance Project Lead/Manager. Responsibilities Design and ... are recognized leaders in providing executive search, recruiting and staffing solutions. Our mission is to be the...

    6 days ago from

  • Senior Software Engineer Bloomberg Vault Search Job

    Bloomberg - Entertainment and Media Industry - New York City, NY

    in Bloomberg Enterprise group developing a cloud-based compliance archiving service, eDiscovery tools and real-time ... WORM, replicated/redundant , cold storage, encryption • Massively scalable time-based and faceted search and real-time a...

    6 days ago from VelvetJobs

  • Senior Compliance Advisor

    Nw Recruiters - New York City, NY

    units to ensure compliance. Develops and coordinates compliance awareness programs to increase employee ... requirements. Monitors and maintains more complex compliance related information systems to ensure compliance...

    2 days ago from ZipRecruiter

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