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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 174 jobs

  • Regulatory Compliance AVP

    Compliance Search Group - New York City, NY

    the course of responding to inquiries Coordinating with compliance liaisons, business and infrastructure groups to ... of responding to inquiries Participating in meetings with compliance liaisons, business and infrastructure groups with...

    21 hours ago from eFinancial Careers

  • Head of Group Information Governance

    Private Wealth & Asset Management Firm - New York City, NY

    The role holder will also provide appropriate updates to the Group General Counsel and/or related delegates with respect ... associated Control Documentation and run periodic policy compliance certification process. Establish the firms risk...

    7 days ago from IvyExec

  • Sr. Account Manager

    Pinnacle Search Group - Rutherford, NJ

    and staff in order to meet company objectives. -Enforce compliance of all company policies and procedures, safety rules, and governmental regulations. -Support and maintain critical vendor relations. -Communicate company strategy and...

    4 days ago from

  • Compliance Analyst

    Judge Group - New York City, NY

    Enterprise-Wide Staffing and Corporate Training. The Judge Group has long believed in strong companies and the talented ... (e.g., media search results, copies of statements/check, results from internal system searches, transactional analysis e...

    1 hour ago from ZipRecruiter

  • Advisory Compliance Generalist- VP

    Compliance Search Group - New York City, NY

    Compliance initiatives locally by being the touch point for Compliance Policies, Training, Compliance Risk Assessment, ... and concisely Experience project management Knowledge of Compliance processes within a broker dealer/investment...

    21 hours ago from eFinancial Careers

  • Senior Compliance Advisor

    Nw Recruiters - New York City, NY

    units to ensure compliance. Develops and coordinates compliance awareness programs to increase employee ... requirements. Monitors and maintains more complex compliance related information systems to ensure compliance...

    17 hours ago from ZipRecruiter

  • VP Compliance- Swap Dealer

    Compliance Search Group - New York City, NY

    and functional representatives from Operations and Compliance to establish the quarterly certification and ... please submit resumes to Jack A global bank seeks a VP Compliance- Swap Dealer...

    21 hours ago from eFinancial Careers

  • VP Tech Op Mgr/Compliance..$150 base++

    Financially Oriented - New York City, NY

    management systems. Job Description: Bob Ross IT Search Corp 201.790 3866 call 11-11 mon-sun ... of the Bank’s Management Team and manages a group of Investigations & Bookkeeping, Loan Operations, and Technology...

    3 days ago from ZipRecruiter

  • Investment Bank Monitor & Testing- Desk Reviews

    Compliance Search Group - New York City, NY

    commitments. Perform on-site compliance reviews. Validate compliance against established policies and procedures and ... value added compliance risk reviews. Provide guidance on compliance and supervisory findings related to review areas.

    21 hours ago from eFinancial Careers

  • BPM, Legal and Compliance, Americas

    Standard Chartered Bank - Manhattan, NY

    • Partner with Chief of Staff, Group Legal & Compliance to ensure alignment of L&C Americas objectives with Group ... Group Legal and Compliance to input on L&C Americas budget management: • Drive a disciplined budget process and...

    21 hours ago from eFinancial Careers

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