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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 40 jobs

  • Financial Compliance Associate

    The Execu|Search Group - Manhattan, NY

    compliance professional to join their team as a Financial Compliance Associate. The individual who fills this role ... compliance programs. For a professional with a regulatory compliance and/or industry compliance background, this is an...

    1 day ago from Execu-Search

  • Compliance Associate - Surveillance

    The Execu|Search Group - New York City, NY

    services professional. In this role, the Surveillance Compliance Associate will assist with compliance oversight ... Investment Manager JOB DESCRIPTION The Surveillance Compliance Associate will be responsible for: * Coding...

    2 hours ago from Execu-Search

  • Junior Fixed Income / Compliance Analyst

    The Execu|Search Group - New York City, NY

    firm in New York City is actively seeking a Fixed Income / Compliance Analyst for a promising Junior position with ... COMPANY DESCRIPTION Investment Banking Firm JOB DESCRIPTION The Junior Fixed Income / Compliance Analyst will be respons...

    1 day ago from Execu-Search

  • Markets Compliance Officer - Research

    The Execu|Search Group - New York City, NY

    In this role, the Markets Compliance Officer will be responsible for implementing and managing the compliance program fo ... * Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive...

    1 day ago from Execu-Search

  • Assistant Vice President - Alternatives Compliance

    The Execu|Search Group - New York City, NY

    of the business’s controls as is relates to trading compliance * Assist in the preparation for prospective and ... certifications and questionnaires * Assist in annual compliance risk assessments relating to the Liquid Real Assets...

    1 day ago from Execu-Search

  • Global Payroll Administrator

    The Execu|Search Group - New York City, NY

    * Global employee employment verifications * Ensuring compliance with for all payroll taxes internationally * Reconciliations between payroll and scheduled employee deductions (e.g., gym, pre-tax benefits) * Coordination with other...

    2 hours ago from Execu-Search

  • Tax Senior - Financial Services

    The Execu|Search Group - New York City, NY

    research and planning for clients in the Financial Services Group. COMPANY DESCRIPTION Regional CPA Firm JOB DESCRIPTION ... preparing partnership tax returns * Exceptional Tax Compliance skills * Polished and professional demeanor *...

    2 hours ago from Execu-Search

  • Information Security Analyst

    The Execu|Search Group - New York City, NY

    of vulnerability assessment, patching updates and compliance services and appliances * Preparing IT documentation and Department and University Policies and procedures as needed REQUIRED SKILLS * 5+ years of progressive experience in...

    2 hours ago from Execu-Search

  • Vice President of IT Audit

    The Execu|Search Group - New York City, NY

    of the Managing Director of Internal Audit, to ensure compliance with company policies and procedures * Assessing ... audit procedures in the execution of the firm’s SOX Compliance program and certain Internal Audit related projects...

    2 hours ago from Execu-Search

  • HR / OE / L&D Coordinator

    The Execu|Search Group - New York City, NY

    offsites and internal team/department meetings * Keep in compliance with the agency's time entry and expense report policy and PO process * Supporting the Senior Vice President of Learning and Development in scheduling quarterly training...

    2 hours ago from Execu-Search